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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
+0.28%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$19.8B
AUM Growth
+$6.04B
(+44%)
Cap. Flow
+$2.16B
Cap. Flow
% of AUM
10.93%
Top 10 Holdings %
Top 10 Hldgs %
54.88%
Holding
1,822
New
340
Increased
417
Reduced
596
Closed
280
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$52.5M |
| 2 |
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
|
+$30.9M |
| 3 |
State Street SPDR S&P Regional Banking ETF
KRE
|
+$23.4M |
| 4 |
Goldman Sachs
GS
|
+$15.1M |
| 5 |
Bank of America
BAC
|
+$12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$57.1M |
| 2 |
iShares MSCI Emerging Markets ETF
EEM
|
+$49.8M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$43.5M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$42.8M |
| 5 |
Realty Income
O
|
+$42.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 0.6% |
| 2 | Healthcare | 0.43% |
| 3 | Technology | 0.4% |
| 4 | Consumer Discretionary | 0.25% |
| 5 | Communication Services | 0.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
CALL
Invesco QQQ Trust
QQQ
$478B
| $5.26B | 26.6% |
16,392,300
+12,832,900
| +361% | +$3.79B |
|
|
2
PUT
Invesco QQQ Trust
QQQ
$478B
| $3.23B | 16.32% |
10,057,300
+5,475,500
| +120% | +$1.62B |
|
|
3
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
| $661M | 3.34% |
1,615,000
+377,300
| +30% | +$151M |
|
4
PUT
Apple
AAPL
$4.45T
| $354M | 1.79% |
2,149,200
+1,293,200
| +151% | +$191M |
|
5
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
| $302M | 1.53% |
4,000,000
+500,000
| +14% | +$37.5M |
|
6
PUT
Microsoft
MSFT
$3.74T
| $258M | 1.31% |
896,100
+516,500
| +136% | +$132M |
|
7
CALL
SPDR Gold Trust
GLD
$143B
| $240M | 1.21% |
1,309,000
-30,400
| -2% | -$5.35M |
|
8
CALL
Amazon
AMZN
$2.94T
| $207M | 1.05% |
2,004,100
+1,857,400
| +1,266% | +$179M |
|
|
9
PUT
Amazon
AMZN
$2.94T
| $199M | 1% |
1,922,100
+1,331,500
| +225% | +$129M |
|
10
PUT
Tesla
TSLA
$1.31T
| $144M | 0.73% |
692,200
+583,200
| +535% | +$102M |
|
|
11
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.9B
| $139M | 0.7% |
3,520,000
+2,866,900
| +439% | +$114M |
|
|
12
CALL
Apple
AAPL
$4.45T
| $137M | 0.69% |
832,500
+199,300
| +31% | +$29.4M |
|
13
PUT
Meta Platforms (Facebook)
META
$1.53T
| $130M | 0.66% |
614,700
+387,100
| +170% | +$65.9M |
|
14
PUT
State Street Technology Select Sector SPDR ETF
XLK
$122B
| $126M | 0.64% |
+1,669,200
| New | +$115M |
|
15
PUT
NVIDIA
NVDA
$5.27T
| $119M | 0.6% |
4,276,000
+2,494,000
| +140% | +$54M |
|
|
16
CALL
Microsoft
MSFT
$3.74T
| $107M | 0.54% |
371,500
+62,000
| +20% | +$15.8M |
|
17
PUT
Alphabet (Google) Class A
GOOGL
$4.2T
| $94M | 0.48% |
906,300
+505,300
| +126% | +$48.5M |
|
|
18
PUT
Alphabet (Google) Class C
GOOG
$4.19T
| $93.9M | 0.48% |
903,200
+493,200
| +120% | +$47.6M |
|
|
19
CALL
Meta Platforms (Facebook)
META
$1.53T
| $92.3M | 0.47% |
435,400
+357,000
| +455% | +$60.8M |
|
|
20
CALL
iShares China Large-Cap ETF
FXI
$4.25B
| $91.8M | 0.46% |
3,108,000
-3,940,800
| -56% | -$118M |
|
21
CALL
UnitedHealth
UNH
$365B
| $79.5M | 0.4% |
168,200
+41,000
| +32% | +$19.8M |
|
22
PUT
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
| $76.7M | 0.39% |
700,000
-300,000
| -30% | -$32.5M |
|
|
23
State Street SPDR S&P 500 ETF Trust
SPY
$807B
| $76.1M | 0.38% |
185,773
-143,120
| -44% | -$57.1M |
|
|
24
PUT
iShares Russell 2000 ETF
IWM
$81.8B
| $66.9M | 0.34% |
375,000
-7,749,000
| -95% | -$1.43B |
|
|
25
CALL
State Street Technology Select Sector SPDR ETF
XLK
$122B
| $65.9M | 0.33% |
+873,000
| New | +$60.1M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q1 2023 Portfolio in Review
As of Q1 2023, Capstone Investment Advisors held 1,822 positions worth $19.8B, up 44% from $13.7B the previous quarter. Its ten largest holdings account for 55% of the portfolio.
Capstone Investment Advisors deployed $2.16B of net new capital in Q1 2023, opening 340 new positions and adding to 417 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 285,172 shares worth $50.9M.
By sector, the portfolio is most concentrated in Financials at 0.6% of assets, down from 1.7% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $57.1M trimmed.
- Capstone Investment Advisors's largest Q1 2023 buy was iShares Russell 2000 ETF: 285,172 shares worth $50.9M.
- Capstone Investment Advisors added most to State Street SPDR S&P Regional Banking ETF in Q1 2023, an estimated $23.4M increase.
- Capstone Investment Advisors's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $57.1M.
- Capstone Investment Advisors fully exited Meta Platforms (Facebook) in Q1 2023, selling an estimated $29.7M.
- Capstone Investment Advisors's ten largest holdings make up 55% of its $19.8B portfolio in Q1 2023.
- Capstone Investment Advisors opened 340 new positions and closed 280 in Q1 2023.
- Capstone Investment Advisors's portfolio value rose 44% quarter-over-quarter to $19.8B.
Based on Capstone Investment Advisors's 13F filing for Q1 2023, filed 9 May 2023.