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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$2.96B
Cap. Flow %
15.14%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Financials 1.3%
2 Energy 0.68%
3 Healthcare 0.57%
4 Technology 0.41%
5 Industrials 0.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
PUT
Apple
AAPL
$4.45T
$1.39B 7.1%
11,993,800
+2,069,400
+21% +$226M
AMZN icon
2
PUT
Amazon
AMZN
$2.94T
$807M 4.13%
5,128,000
+1,276,000
+33% +$201M
MSFT icon
3
PUT
Microsoft
MSFT
$3.74T
$782M 4%
3,720,000
-27,600
-0.7% -$5.8M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$640M 3.27%
1,909,952
+859,091
+82% +$285M
EFA icon
5
PUT
iShares MSCI EAFE ETF
EFA
$79.9B
$595M 3.04%
9,353,300
-336,200
-3% -$21.5M
QQQ icon
6
PUT
Invesco QQQ Trust
QQQ
$478B
$487M 2.49%
1,752,000
-251,500
-13% -$68.2M
META icon
7
PUT
Meta Platforms (Facebook)
META
$1.53T
$412M 2.11%
1,574,200
+261,900
+20% +$67.5M
FXI icon
8
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$332M 1.7%
7,904,500
+3,089,600
+64% +$133M
AAPL icon
9
CALL
Apple
AAPL
$4.45T
$271M 1.39%
2,341,700
+1,076,100
+85% +$117M
NVDA icon
10
PUT
NVIDIA
NVDA
$5.27T
$249M 1.27%
18,432,000
+6,884,000
+60% +$80.1M
GOOGL icon
11
PUT
Alphabet (Google) Class A
GOOGL
$4.2T
$230M 1.18%
3,144,000
+372,000
+13% +$28.3M
AMZN icon
12
CALL
Amazon
AMZN
$2.94T
$230M 1.18%
1,462,000
+716,000
+96% +$113M
EEM icon
13
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$226M 1.16%
5,135,000
+2,530,000
+97% +$111M
GOOG icon
14
PUT
Alphabet (Google) Class C
GOOG
$4.19T
$216M 1.1%
2,940,000
+10,000
+0.3% +$763K
SPY icon
15
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$179M 0.91%
534,200
-117,000
-18% -$38.8M
BRK.B icon
16
PUT
Berkshire Hathaway Class B
BRK.B
$1.11T
$174M 0.89%
816,400
+311,100
+62% +$63.6M
MSFT icon
17
CALL
Microsoft
MSFT
$3.74T
$171M 0.87%
811,900
+289,400
+55% +$60.8M
NFLX icon
18
PUT
Netflix
NFLX
$311B
$131M 0.67%
2,627,000
+870,000
+50% +$43.3M
ADBE icon
19
PUT
Adobe
ADBE
$105B
$128M 0.66%
261,600
+11,900
+5% +$5.54M
V icon
20
PUT
Visa
V
$677B
$128M 0.65%
640,700
+258,200
+68% +$51.6M
MA icon
21
PUT
Mastercard
MA
$492B
$127M 0.65%
375,200
+129,500
+53% +$42.1M
DIS icon
22
PUT
Walt Disney
DIS
$179B
$124M 0.63%
999,500
+256,100
+34% +$32M
PYPL icon
23
PUT
PayPal
PYPL
$50.5B
$120M 0.62%
611,500
+228,900
+60% +$43.1M
HD icon
24
PUT
Home Depot
HD
$353B
$107M 0.55%
385,800
+108,600
+39% +$29.4M
JNJ icon
25
PUT
Johnson & Johnson
JNJ
$626B
$107M 0.55%
719,600
+185,500
+35% +$27.4M
1
2 3 4 5

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.96B of net new capital in Q3 2020, opening 193 new positions and adding to 971 existing holdings. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.

By sector, the portfolio is most concentrated in Financials at 1.3% of assets, up from 1.2% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $105M trimmed.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.