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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-4.79%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.1B
AUM Growth
-$663M
Cap. Flow
+$364M
Cap. Flow %
4.49%
Top 10 Hldgs %
35.45%
Holding
1,464
New
182
Increased
821
Reduced
196
Closed
225

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$42.7M
3
AAPL icon
Apple
AAPL
+$38.3M
4
RHT
Red Hat Inc
RHT
+$31M
5
AABA
Altaba Inc
AABA
+$31M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$38.3M
2
SO icon
Southern Company
SO
+$27.5M
3
PF
Pinnacle Foods, Inc.
PF
+$20.7M
4
ESRX
Express Scripts Holding Company
ESRX
+$15.3M
5
DELL icon
Dell
DELL
+$15M

Sector Composition

Rank Sector Weight
1 Communication Services 1.68%
2 Technology 1.57%
3 Healthcare 0.95%
4 Financials 0.88%
5 Industrials 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
1
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$440M 5.43%
5,425,000
-825,000
-13% -$69.1M
EFA icon
2
PUT
iShares MSCI EAFE ETF
EFA
$79.9B
$392M 4.84%
6,675,000
+1,679,100
+34% +$105M
SPY icon
3
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$379M 4.68%
1,518,200
+1,190,100
+363% +$321M
SPY icon
4
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$368M 4.54%
1,471,500
+1,465,600
+24,841% +$395M
QQQ icon
5
PUT
Invesco QQQ Trust
QQQ
$478B
$354M 4.37%
2,294,600
-600,600
-21% -$100M
FXI icon
6
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$233M 2.88%
5,965,000
+347,100
+6% +$14M
EEM icon
7
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$217M 2.68%
5,550,000
-3,950,000
-42% -$158M
IWM icon
8
PUT
iShares Russell 2000 ETF
IWM
$81.8B
$193M 2.39%
1,445,000
-1,876,500
-56% -$280M
AMZN icon
9
PUT
Amazon
AMZN
$2.94T
$167M 2.06%
2,222,000
-608,000
-21% -$50.5M
MSFT icon
10
PUT
Microsoft
MSFT
$3.74T
$127M 1.57%
1,252,700
+133,400
+12% +$14.3M
QQQ icon
11
CALL
Invesco QQQ Trust
QQQ
$478B
$125M 1.55%
813,500
+531,400
+188% +$88.9M
AAPL icon
12
PUT
Apple
AAPL
$4.45T
$122M 1.5%
3,088,800
+145,200
+5% +$7.04M
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$118M 1.45%
471,023
+161,576
+52% +$43.6M
AMZN icon
14
CALL
Amazon
AMZN
$2.94T
$117M 1.45%
1,562,000
+1,212,000
+346% +$101M
GOOG icon
15
PUT
Alphabet (Google) Class C
GOOG
$4.19T
$92.1M 1.14%
1,778,000
-150,000
-8% -$8.03M
TSLA icon
16
PUT
Tesla
TSLA
$1.31T
$70.6M 0.87%
3,181,500
-11,239,500
-78% -$242M
FXI icon
17
CALL
iShares China Large-Cap ETF
FXI
$4.25B
$70.4M 0.87%
1,802,100
+230,000
+15% +$9.29M
META icon
18
PUT
Meta Platforms (Facebook)
META
$1.53T
$62.6M 0.77%
477,300
+73,500
+18% +$10.6M
FXI icon
19
iShares China Large-Cap ETF
FXI
$4.25B
$55.4M 0.68%
1,416,472
+1,056,674
+294% +$42.7M
IEF icon
20
PUT
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$52.1M 0.64%
+500,000
New +$50.6M
EEM icon
21
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$51.8M 0.64%
+1,325,000
New +$53.1M
TFCFA
22
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$38.4M 0.47%
798,733
+345,783
+76% +$16.4M
EFA icon
23
iShares MSCI EAFE ETF
EFA
$79.9B
$36.9M 0.46%
627,823
+108,671
+21% +$6.79M
SHPG
24
DELISTED
Shire pic
SHPG
$36.1M 0.45%
207,197
+4,986
+2% +$872K
RHT
25
DELISTED
Red Hat Inc
RHT
$35.4M 0.44%
201,345
+195,669
+3,447% +$31M
1
2 3 4 5

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Capstone Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Capstone Investment Advisors held 1,464 positions worth $8.1B, down 7.6% from $8.76B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors deployed $364M of net new capital in Q4 2018, opening 182 new positions and adding to 821 existing holdings. Its largest new stake was Altaba Inc: 501,788 shares worth $29.1M.

By sector, the portfolio is most concentrated in Communication Services at 1.7% of assets, up from 0.65% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Amazon, an estimated $14.1M trimmed.

  • Capstone Investment Advisors's largest Q4 2018 buy was Altaba Inc: 501,788 shares worth $29.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $43.6M increase.
  • Capstone Investment Advisors's biggest Q4 2018 reduction was Amazon, cutting an estimated $14.1M.
  • Capstone Investment Advisors fully exited Aetna Inc in Q4 2018, selling an estimated $38.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $8.1B portfolio in Q4 2018.
  • Capstone Investment Advisors opened 182 new positions and closed 225 in Q4 2018.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $8.1B.

Based on Capstone Investment Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.