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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$2.85B
AUM Growth
-$832M
Cap. Flow
-$1.63B
Cap. Flow %
-57.14%
Top 10 Hldgs %
33.58%
Holding
868
New
250
Increased
72
Reduced
135
Closed
370

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$25.9M
2
EWY icon
iShares MSCI South Korea ETF
EWY
+$15.3M
3
EWL icon
iShares MSCI Switzerland ETF
EWL
+$13.7M
4
EWW icon
iShares MSCI Mexico ETF
EWW
+$13.3M
5
EWT icon
iShares MSCI Taiwan ETF
EWT
+$11.3M

Top Sells

Rank Stock Value
1
AWH
Allied World Assurance Co Hld Lt
AWH
+$69.3M
2
AAPL icon
Apple
AAPL
+$57.7M
3
MBLY
Mobileye N.V.
MBLY
+$48.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31.6M
5
WSC icon
WillScot Mobile Mini Holdings
WSC
+$29.9M

Sector Composition

Rank Sector Weight
1 Technology 5.26%
2 Communication Services 2.65%
3 Financials 1.92%
4 Healthcare 1.52%
5 Consumer Discretionary 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
1
CALL
SPDR Gold Trust
GLD
$143B
$186M 6.53%
1,529,700
+713,700
+87% +$86.8M
TWX
2
CALL
DELISTED
Time Warner Inc
TWX
$148M 5.18%
1,441,100
+196,100
+16% +$19.9M
AAPL icon
3
PUT
Apple
AAPL
$4.45T
$141M 4.94%
3,652,800
-4,144,800
-53% -$161M
NXPI icon
4
NXP Semiconductors
NXPI
$59.6B
$73.5M 2.58%
650,002
+6,402
+1% +$714K
XLE icon
5
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$65.1M 2.29%
+1,901,800
New +$61.9M
TWX
6
DELISTED
Time Warner Inc
TWX
$50.8M 1.78%
495,604
+255,604
+107% +$25.9M
FXI icon
7
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$46.4M 1.63%
1,053,900
-348,600
-25% -$14.9M
EEM icon
8
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$45.1M 1.58%
1,006,500
+1,000,000
+15,385% +$44M
AAPL icon
9
Apple
AAPL
$4.45T
$41.3M 1.45%
1,072,628
-1,487,360
-58% -$57.7M
GDX icon
10
CALL
VanEck Gold Miners ETF
GDX
$27.5B
$41.2M 1.45%
1,796,600
-100
-0% -$2.31K
EFA icon
11
CALL
iShares MSCI EAFE ETF
EFA
$79.9B
$37.3M 1.31%
545,400
-304,600
-36% -$20.4M
T icon
12
CALL
AT&T
T
$168B
$35.8M 1.25%
1,208,547
+1,204,840
+32,502% +$34.2M
TLT icon
13
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$32.3M 1.13%
258,800
+44,600
+21% +$5.6M
TWX
14
PUT
DELISTED
Time Warner Inc
TWX
$32.1M 1.13%
312,900
+112,900
+56% +$11.5M
XLE icon
15
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$29.6M 1.04%
+866,000
New +$28.2M
EFA icon
16
PUT
iShares MSCI EAFE ETF
EFA
$79.9B
$28.4M 1%
415,000
-135,000
-25% -$9.02M
PG icon
17
CALL
Procter & Gamble
PG
$338B
$27.3M 0.96%
+300,000
New +$27.3M
TLT icon
18
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$27.2M 0.95%
217,800
-184,700
-46% -$23.2M
TSLA icon
19
PUT
Tesla
TSLA
$1.31T
$25.1M 0.88%
1,102,500
– –
TLT icon
20
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$24.9M 0.87%
199,328
-15,230
-7% -$1.91M
BLVD
21
DELISTED
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
$23.3M 0.82%
2,325,000
– –
NFLX icon
22
PUT
Netflix
NFLX
$311B
$21.2M 0.74%
+1,168,000
New +$20.4M
EWP icon
23
iShares MSCI Spain ETF
EWP
$2.21B
$19M 0.67%
562,871
+305,458
+119% +$10.3M
KITE
24
CALL
DELISTED
Kite Pharma, Inc.
KITE
$18.3M 0.64%
+101,700
New +$14.2M
PG icon
25
PUT
Procter & Gamble
PG
$338B
$18.2M 0.64%
+200,000
New +$18.2M
1
2 3 4 5

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Capstone Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Capstone Investment Advisors held 868 positions worth $2.85B, down 23% from $3.68B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Capstone Investment Advisors withdrew a net $1.63B in Q3 2017, closing 370 positions and reducing 135 holdings. Its most notable exit was Allied World Assurance Co Hld Lt, an estimated $69.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, down from 8.2% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI Switzerland ETF worth $13.9M.

  • Capstone Investment Advisors's largest Q3 2017 buy was iShares MSCI Switzerland ETF: 397,389 shares worth $13.9M.
  • Capstone Investment Advisors added most to Time Warner Inc in Q3 2017, an estimated $25.9M increase.
  • Capstone Investment Advisors's biggest Q3 2017 reduction was Apple, cutting an estimated $57.7M.
  • Capstone Investment Advisors fully exited Allied World Assurance Co Hld Lt in Q3 2017, selling an estimated $69.3M.
  • Capstone Investment Advisors's ten largest holdings make up 34% of its $2.85B portfolio in Q3 2017.
  • Capstone Investment Advisors opened 250 new positions and closed 370 in Q3 2017.
  • Capstone Investment Advisors's portfolio value fell 23% quarter-over-quarter to $2.85B.

Based on Capstone Investment Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.