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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
PUT
Apple
AAPL
$4.45T
$1.77B 5.92%
13,315,300
+1,321,500
+11% +$159M
QQQ icon
2
PUT
Invesco QQQ Trust
QQQ
$478B
$1.52B 5.08%
4,831,000
+3,079,000
+176% +$904M
EFA icon
3
PUT
iShares MSCI EAFE ETF
EFA
$79.9B
$1.28B 4.28%
17,496,400
+8,143,100
+87% +$557M
MSFT icon
4
PUT
Microsoft
MSFT
$3.74T
$949M 3.18%
4,264,600
+544,600
+15% +$117M
QQQ icon
5
CALL
Invesco QQQ Trust
QQQ
$478B
$868M 2.91%
2,767,300
+2,672,300
+2,813% +$785M
SPY icon
6
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$794M 2.66%
2,123,900
+1,589,700
+298% +$564M
AMZN icon
7
PUT
Amazon
AMZN
$2.94T
$715M 2.39%
4,390,000
-738,000
-14% -$118M
IWM icon
8
PUT
iShares Russell 2000 ETF
IWM
$81.8B
$711M 2.38%
3,625,600
+3,171,600
+699% +$555M
EEM icon
9
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$639M 2.14%
12,373,500
+7,238,500
+141% +$348M
FXI icon
10
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$505M 1.69%
10,867,000
+2,962,500
+37% +$135M
META icon
11
PUT
Meta Platforms (Facebook)
META
$1.53T
$445M 1.49%
1,629,900
+55,700
+4% +$15.3M
SPY icon
12
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$345M 1.16%
923,800
+823,400
+820% +$292M
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$337M 1.13%
900,808
-1,009,144
-53% -$358M
GOOGL icon
14
PUT
Alphabet (Google) Class A
GOOGL
$4.2T
$320M 1.07%
3,654,000
+510,000
+16% +$42.9M
GOOG icon
15
PUT
Alphabet (Google) Class C
GOOG
$4.19T
$318M 1.07%
3,636,000
+696,000
+24% +$58.7M
AAPL icon
16
CALL
Apple
AAPL
$4.45T
$309M 1.03%
2,328,400
-13,300
-0.6% -$1.6M
DIS icon
17
PUT
Walt Disney
DIS
$179B
$268M 0.9%
1,477,100
+477,600
+48% +$68.6M
NVDA icon
18
PUT
NVIDIA
NVDA
$5.27T
$258M 0.86%
19,748,000
+1,316,000
+7% +$17.6M
BRK.B icon
19
PUT
Berkshire Hathaway Class B
BRK.B
$1.11T
$238M 0.8%
1,027,100
+210,700
+26% +$46.4M
V icon
20
PUT
Visa
V
$677B
$210M 0.7%
958,100
+317,400
+50% +$65M
PYPL icon
21
PUT
PayPal
PYPL
$50.5B
$192M 0.64%
821,400
+209,900
+34% +$43.5M
MA icon
22
PUT
Mastercard
MA
$492B
$184M 0.61%
514,300
+139,100
+37% +$46.3M
QQQ icon
23
Invesco QQQ Trust
QQQ
$478B
$182M 0.61%
580,231
+580,230
+58,023,000% +$170M
MSFT icon
24
CALL
Microsoft
MSFT
$3.74T
$182M 0.61%
818,400
+6,500
+0.8% +$1.4M
JPM icon
25
PUT
JPMorgan Chase
JPM
$962B
$179M 0.6%
1,411,200
+469,000
+50% +$52.4M
1
2 3 4 5

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.