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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
PUT
Microsoft
MSFT
$3.74T
$1.98B 3.92%
7,024,600
+1,021,900
+17% +$297M
SPY icon
2
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$1.91B 3.79%
4,458,100
-1,594,500
-26% -$703M
QQQ icon
3
PUT
Invesco QQQ Trust
QQQ
$478B
$1.9B 3.76%
5,304,300
+4,428,600
+506% +$1.63B
AAPL icon
4
PUT
Apple
AAPL
$4.45T
$1.89B 3.75%
13,387,000
+1,933,200
+17% +$285M
IWM icon
5
PUT
iShares Russell 2000 ETF
IWM
$81.8B
$1.22B 2.42%
5,573,400
+4,694,700
+534% +$1.04B
AMZN icon
6
PUT
Amazon
AMZN
$2.94T
$1.08B 2.15%
6,592,000
-580,000
-8% -$100M
EFA icon
7
PUT
iShares MSCI EAFE ETF
EFA
$79.9B
$976M 1.93%
12,516,000
-10,101,600
-45% -$808M
META icon
8
PUT
Meta Platforms (Facebook)
META
$1.53T
$875M 1.73%
2,578,200
+63,900
+3% +$23M
GOOG icon
9
PUT
Alphabet (Google) Class C
GOOG
$4.19T
$844M 1.67%
6,330,000
+62,000
+1% +$8.55M
GOOGL icon
10
PUT
Alphabet (Google) Class A
GOOGL
$4.2T
$838M 1.66%
6,272,000
+1,002,000
+19% +$136M
NVDA icon
11
PUT
NVIDIA
NVDA
$5.27T
$696M 1.38%
33,587,000
-6,597,000
-16% -$137M
TSLA icon
12
PUT
Tesla
TSLA
$1.31T
$461M 0.91%
1,784,100
+329,400
+23% +$77.5M
BRK.B icon
13
PUT
Berkshire Hathaway Class B
BRK.B
$1.11T
$459M 0.91%
1,681,900
-194,800
-10% -$54.7M
MSFT icon
14
CALL
Microsoft
MSFT
$3.74T
$430M 0.85%
1,525,300
+271,100
+22% +$78.9M
GE icon
15
PUT
GE Aerospace
GE
$382B
$425M 0.84%
6,624,219
+5,700,227
+617% +$366M
EFA icon
16
CALL
iShares MSCI EAFE ETF
EFA
$79.9B
$411M 0.81%
5,267,400
+3,432,900
+187% +$275M
JPM icon
17
PUT
JPMorgan Chase
JPM
$962B
$379M 0.75%
2,315,100
+73,900
+3% +$11.6M
HD icon
18
PUT
Home Depot
HD
$353B
$363M 0.72%
1,106,600
+185,400
+20% +$60.9M
AAPL icon
19
CALL
Apple
AAPL
$4.45T
$351M 0.69%
2,478,100
+197,500
+9% +$29.1M
NFLX icon
20
PUT
Netflix
NFLX
$311B
$324M 0.64%
5,307,000
-30,000
-0.6% -$1.65M
UNH icon
21
PUT
UnitedHealth
UNH
$365B
$322M 0.64%
824,000
+47,500
+6% +$19.7M
JNJ icon
22
PUT
Johnson & Johnson
JNJ
$626B
$300M 0.59%
1,855,600
+57,900
+3% +$9.88M
V icon
23
PUT
Visa
V
$677B
$294M 0.58%
1,321,100
-26,200
-2% -$6.14M
PYPL icon
24
PUT
PayPal
PYPL
$50.5B
$281M 0.56%
1,078,800
+13,200
+1% +$3.75M
ADBE icon
25
PUT
Adobe
ADBE
$105B
$273M 0.54%
473,600
+13,400
+3% +$8.43M
1
2 3 4 5

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.