We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$945M
Cap. Flow %
-20.69%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 6.99%
2 Financials 4.26%
3 Industrials 3.4%
4 Consumer Discretionary 3.26%
5 Consumer Staples 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXI icon
1
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$361M 7.9%
9,500,000
+2,976,500
+46% +$109M
AAPL icon
2
PUT
Apple
AAPL
$4.45T
$326M 7.13%
11,528,400
+10,442,000
+961% +$276M
AAPL icon
3
CALL
Apple
AAPL
$4.45T
$196M 4.3%
6,944,800
+6,824,800
+5,687% +$181M
AAPL icon
4
Apple
AAPL
$4.45T
$190M 4.15%
6,709,036
+6,031,960
+891% +$160M
DELL icon
5
CALL
Dell
DELL
$285B
$108M 2.36%
+8,048,286
New +$109M
DE icon
6
CALL
Deere & Co
DE
$167B
$95.9M 2.1%
+1,123,400
New +$91.9M
TLT icon
7
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$85.3M 1.87%
+620,000
New +$86M
CSCO icon
8
CALL
Cisco
CSCO
$475B
$78.1M 1.71%
2,462,500
-935,700
-28% -$28.8M
IBM icon
9
CALL
IBM
IBM
$225B
$70.6M 1.55%
464,947
+249,994
+116% +$37.9M
JPM icon
10
CALL
JPMorgan Chase
JPM
$962B
$68.9M 1.51%
1,034,700
-2,367,300
-70% -$154M
MSFT icon
11
CALL
Microsoft
MSFT
$3.74T
$66.8M 1.46%
1,160,200
+94,800
+9% +$5.35M
PG icon
12
PUT
Procter & Gamble
PG
$338B
$60.2M 1.32%
671,300
+660,400
+6,059% +$57.4M
DELL icon
13
PUT
Dell
DELL
$285B
$58.9M 1.29%
+4,388,840
New +$59.7M
PVTB
14
DELISTED
PrivateBancorp Inc
PVTB
$56.3M 1.23%
1,225,000
+925,000
+308% +$41.5M
PG icon
15
Procter & Gamble
PG
$338B
$52.6M 1.15%
585,557
+582,257
+17,644% +$50.6M
LNKD
16
DELISTED
LinkedIn Corporation
LNKD
$52.5M 1.15%
274,714
+10,190
+4% +$1.95M
PG icon
17
CALL
Procter & Gamble
PG
$338B
$51.9M 1.14%
578,200
+439,900
+318% +$38.2M
VAL
18
DELISTED
Valspar
VAL
$46.6M 1.02%
439,614
-71,206
-14% -$7.58M
QCOM icon
19
CALL
Qualcomm
QCOM
$171B
$45.7M 1%
+667,800
New +$40.6M
DXJ icon
20
CALL
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
$41.4M 0.91%
964,500
-937,900
-49% -$39M
EEM icon
21
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$41.2M 0.9%
1,100,000
-3,560,200
-76% -$130M
EEM icon
22
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$41.2M 0.9%
1,100,000
-7,137,100
-87% -$261M
EWY icon
23
PUT
iShares MSCI South Korea ETF
EWY
$25.9B
$41M 0.9%
705,000
+567,900
+414% +$31.7M
EWY icon
24
CALL
iShares MSCI South Korea ETF
EWY
$25.9B
$40.8M 0.89%
702,300
+648,300
+1,201% +$36.2M
TLT icon
25
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$40.3M 0.88%
+293,000
New +$40.7M
1
2 3 4 5

Similar funds

CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Aviva
Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors withdrew a net $945M in Q3 2016, closing 348 positions and reducing 149 holdings. Its most notable exit was HSBC, an estimated $60.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 2.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Texas Instruments worth $8.75M.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.