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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.29%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$3.54B
AUM Growth
+$692M
Cap. Flow
+$154M
Cap. Flow %
4.34%
Top 10 Hldgs %
44.01%
Holding
772
New
236
Increased
68
Reduced
97
Closed
293

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$512M
2
C icon
Citigroup
C
+$60.3M
3
COL
Rockwell Collins
COL
+$48.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$42.4M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$30.8M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$44.4M
2
TWX
Time Warner Inc
TWX
+$23.7M
3
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$23.3M
4
BCR
CR Bard Inc.
BCR
+$18.1M
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$16.9M

Sector Composition

Rank Sector Weight
1 Technology 3.88%
2 Financials 2.85%
3 Consumer Discretionary 1.65%
4 Communication Services 1.61%
5 Healthcare 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$526M 14.87%
1,972,571
+1,968,465
+47,941% +$512M
IWM icon
2
PUT
iShares Russell 2000 ETF
IWM
$81.8B
$276M 7.78%
+1,807,500
New +$271M
QQQ icon
3
PUT
Invesco QQQ Trust
QQQ
$478B
$234M 6.6%
+1,500,000
New +$229M
EEM icon
4
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$113M 3.19%
2,400,000
+1,393,500
+138% +$64.5M
NXPI icon
5
NXP Semiconductors
NXPI
$59.6B
$93.5M 2.64%
798,200
+148,198
+23% +$17.1M
COL
6
DELISTED
Rockwell Collins
COL
$61M 1.72%
450,000
+365,000
+429% +$48.9M
C icon
7
Citigroup
C
$228B
$60.7M 1.71%
815,700
+815,676
+3,398,650% +$60.3M
T icon
8
CALL
AT&T
T
$168B
$53.3M 1.51%
1,815,336
+606,789
+50% +$16.6M
TWX
9
CALL
DELISTED
Time Warner Inc
TWX
$51.2M 1.45%
560,000
-881,100
-61% -$83.2M
JNJ icon
10
Johnson & Johnson
JNJ
$626B
$44.4M 1.25%
317,718
+304,637
+2,329% +$42.4M
EFA icon
11
CALL
iShares MSCI EAFE ETF
EFA
$79.9B
$42.4M 1.2%
602,400
+57,000
+10% +$3.96M
QQQ icon
12
Invesco QQQ Trust
QQQ
$478B
$35.1M 0.99%
225,080
+201,864
+870% +$30.8M
MON
13
CALL
DELISTED
Monsanto Co
MON
$34.5M 0.97%
+295,000
New +$35.1M
MCD icon
14
McDonald's
MCD
$194B
$33M 0.93%
192,000
+182,948
+2,021% +$30.7M
TSLA icon
15
PUT
Tesla
TSLA
$1.31T
$32.2M 0.91%
1,552,500
+450,000
+41% +$9.79M
FXI icon
16
CALL
iShares China Large-Cap ETF
FXI
$4.25B
$31.4M 0.89%
680,000
+387,100
+132% +$17.9M
T icon
17
PUT
AT&T
T
$168B
$30.3M 0.85%
1,030,337
+785,397
+321% +$21.4M
AET
18
DELISTED
Aetna Inc
AET
$27.1M 0.76%
150,005
+142,600
+1,926% +$24.5M
SPY icon
19
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$25.4M 0.72%
+95,000
New +$24.7M
EWY icon
20
CALL
iShares MSCI South Korea ETF
EWY
$25.9B
$23.4M 0.66%
312,900
+59,900
+24% +$4.43M
GLD icon
21
PUT
SPDR Gold Trust
GLD
$143B
$23.2M 0.66%
187,700
+177,700
+1,777% +$21.5M
TWX
22
DELISTED
Time Warner Inc
TWX
$22.4M 0.63%
244,750
-250,854
-51% -$23.7M
CPN
23
DELISTED
Calpine Corporation
CPN
$21.6M 0.61%
1,425,309
+675,309
+90% +$10.1M
FXI icon
24
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$21M 0.59%
454,400
-599,500
-57% -$27.7M
TLT icon
25
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$18.4M 0.52%
145,000
-54,328
-27% -$6.82M
1
2 3 4 5

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Capstone Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Capstone Investment Advisors held 772 positions worth $3.54B, up 24% from $2.85B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Capstone Investment Advisors deployed $154M of net new capital in Q4 2017, opening 236 new positions and adding to 68 existing holdings. Its largest new stake was SPDR Gold Trust: 130,377 shares worth $16.1M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, down from 5.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $44.4M trimmed.

  • Capstone Investment Advisors's largest Q4 2017 buy was SPDR Gold Trust: 130,377 shares worth $16.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $512M increase.
  • Capstone Investment Advisors's biggest Q4 2017 reduction was Apple, cutting an estimated $44.4M.
  • Capstone Investment Advisors fully exited Boulevard Acquisition Corp. II Class A Common Stock in Q4 2017, selling an estimated $23.3M.
  • Capstone Investment Advisors's ten largest holdings make up 44% of its $3.54B portfolio in Q4 2017.
  • Capstone Investment Advisors opened 236 new positions and closed 293 in Q4 2017.
  • Capstone Investment Advisors's portfolio value rose 24% quarter-over-quarter to $3.54B.

Based on Capstone Investment Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.