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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.63%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.16B
AUM Growth
-$756M
Cap. Flow
-$2.06B
Cap. Flow %
-22.45%
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$344M
2
GLD icon
SPDR Gold Trust
GLD
+$61M
3
F icon
Ford
F
+$30M
4
META icon
Meta Platforms (Facebook)
META
+$24.2M
5
OMC icon
Omnicom Group
OMC
+$20M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$232M
2
VOD icon
Vodafone
VOD
+$19.9M
3
AIG icon
American International
AIG
+$17.4M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.8M

Sector Composition

Rank Sector Weight
1 Technology 5.72%
2 Communication Services 1.31%
3 Consumer Staples 1.02%
4 Consumer Discretionary 0.72%
5 Financials 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
PUT
Apple
AAPL
$4.45T
$1.6B 17.43%
79,688,000
+10,631,600
+15% +$201M
AAPL icon
2
CALL
Apple
AAPL
$4.45T
$1.09B 11.91%
54,454,400
-20,104,000
-27% -$380M
GOOG icon
3
CALL
Alphabet (Google) Class C
GOOG
$4.19T
$966M 10.54%
34,593,180
+2,127,947
+7% +$53.8M
AAPL icon
4
Apple
AAPL
$4.45T
$471M 5.14%
23,484,804
+18,186,392
+343% +$344M
GOOG icon
5
PUT
Alphabet (Google) Class C
GOOG
$4.19T
$396M 4.32%
14,180,955
-11,743,855
-45% -$297M
EFA icon
6
PUT
iShares MSCI EAFE ETF
EFA
$79.9B
$350M 3.82%
5,215,800
-2,757,200
-35% -$180M
EFA icon
7
CALL
iShares MSCI EAFE ETF
EFA
$79.9B
$269M 2.94%
4,008,000
-3,990,100
-50% -$261M
AMZN icon
8
CALL
Amazon
AMZN
$2.94T
$112M 1.23%
5,632,000
-2,890,000
-34% -$52M
WYNN icon
9
PUT
Wynn Resorts
WYNN
$10.8B
$107M 1.16%
548,600
-45,100
-8% -$7.69M
GLD icon
10
PUT
SPDR Gold Trust
GLD
$143B
$103M 1.13%
888,500
-251,200
-22% -$30.8M
BKNG icon
11
CALL
Booking.com
BKNG
$160B
$89M 0.97%
1,915,000
-1,195,000
-38% -$53.2M
EEM icon
12
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$86.5M 0.94%
2,069,500
-1,165,900
-36% -$48.8M
IBM icon
13
CALL
IBM
IBM
$225B
$85.9M 0.94%
479,173
-704,794
-60% -$122M
NFLX icon
14
CALL
Netflix
NFLX
$311B
$71.2M 0.78%
13,531,000
-4,396,000
-25% -$21.6M
FXE icon
15
PUT
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
$66.9M 0.73%
+492,200
New +$66.3M
BKNG icon
16
PUT
Booking.com
BKNG
$160B
$61M 0.67%
1,312,500
-615,000
-32% -$27.4M
GLD icon
17
SPDR Gold Trust
GLD
$143B
$57.7M 0.63%
+496,794
New +$61M
IBM icon
18
PUT
IBM
IBM
$225B
$54.8M 0.6%
305,327
-93,931
-24% -$16.2M
FXE icon
19
CALL
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
$52.6M 0.57%
+387,000
New +$52.1M
PG icon
20
Procter & Gamble
PG
$338B
$51.6M 0.56%
633,983
-36,422
-5% -$2.97M
GLD icon
21
CALL
SPDR Gold Trust
GLD
$143B
$50.8M 0.55%
437,100
-766,800
-64% -$94.2M
MA icon
22
CALL
Mastercard
MA
$492B
$49.6M 0.54%
594,000
-404,000
-40% -$30M
VOD icon
23
CALL
Vodafone
VOD
$36.7B
$47.6M 0.52%
1,188,580
+1,061,540
+836% +$39.9M
META icon
24
CALL
Meta Platforms (Facebook)
META
$1.53T
$47.6M 0.52%
871,500
-143,300
-14% -$7.19M
CSCO icon
25
PUT
Cisco
CSCO
$475B
$41.1M 0.45%
1,832,100
+426,900
+30% +$9.45M
1
2 3 4 5

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Capstone Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Capstone Investment Advisors withdrew a net $2.06B in Q4 2013, closing 178 positions and reducing 176 holdings. Its most notable exit was Shire pic, an estimated $232M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 1.3% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in SPDR Gold Trust worth $57.7M.

  • Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
  • Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
  • Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
  • Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
  • Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
  • Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.

Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.