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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
-$352M
Cap. Flow %
-3.55%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Technology 1.34%
2 Healthcare 0.98%
3 Consumer Staples 0.88%
4 Financials 0.86%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
CALL
Apple
AAPL
$4.45T
$1.27B 12.8%
74,558,400
-834,400
-1% -$13.8M
AAPL icon
2
PUT
Apple
AAPL
$4.45T
$1.18B 11.86%
69,056,400
-5,373,200
-7% -$89.1M
GOOG icon
3
CALL
Alphabet (Google) Class C
GOOG
$4.19T
$708M 7.14%
32,465,233
-22,263,136
-41% -$492M
GOOG icon
4
PUT
Alphabet (Google) Class C
GOOG
$4.19T
$566M 5.7%
25,924,810
-4,886,246
-16% -$108M
EFA icon
5
CALL
iShares MSCI EAFE ETF
EFA
$79.9B
$510M 5.15%
7,998,100
+1,406,700
+21% +$86.2M
EFA icon
6
PUT
iShares MSCI EAFE ETF
EFA
$79.9B
$509M 5.13%
7,973,000
+364,000
+5% +$22.3M
IBM icon
7
CALL
IBM
IBM
$225B
$210M 2.11%
1,183,967
-104,182
-8% -$18.9M
GLD icon
8
CALL
SPDR Gold Trust
GLD
$143B
$154M 1.56%
1,203,900
-406,900
-25% -$52.2M
GLD icon
9
PUT
SPDR Gold Trust
GLD
$143B
$146M 1.47%
1,139,700
-1,011,800
-47% -$130M
AMZN icon
10
CALL
Amazon
AMZN
$2.94T
$133M 1.34%
8,522,000
-1,220,000
-13% -$18.2M
EEM icon
11
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$132M 1.33%
3,235,400
+1,495,600
+86% +$59.2M
BKNG icon
12
CALL
Booking.com
BKNG
$160B
$126M 1.27%
3,110,000
-1,890,000
-38% -$70.7M
WYNN icon
13
PUT
Wynn Resorts
WYNN
$10.8B
$93.8M 0.95%
593,700
-19,200
-3% -$2.69M
AAPL icon
14
Apple
AAPL
$4.45T
$90.2M 0.91%
5,298,412
-2,214,520
-29% -$36.7M
XOM icon
15
CALL
ExxonMobil
XOM
$657B
$88.8M 0.9%
1,031,600
+3,000
+0.3% +$270K
CMG icon
16
CALL
Chipotle Mexican Grill
CMG
$40.5B
$84M 0.85%
9,790,000
-7,010,000
-42% -$56.7M
NFLX icon
17
CALL
Netflix
NFLX
$311B
$79.2M 0.8%
17,927,000
+3,059,000
+21% +$11.8M
BKNG icon
18
PUT
Booking.com
BKNG
$160B
$77.9M 0.79%
1,927,500
-230,000
-11% -$8.6M
MCD icon
19
CALL
McDonald's
MCD
$194B
$73.7M 0.74%
765,700
+95,800
+14% +$9.35M
CSCO icon
20
CALL
Cisco
CSCO
$475B
$72M 0.73%
3,073,300
+530,600
+21% +$13.2M
SHPG
21
DELISTED
Shire pic
SHPG
$70.9M 0.72%
1,768,641
+597,709
+51% +$66.1M
IBM icon
22
PUT
IBM
IBM
$225B
$70.7M 0.71%
399,258
+108,261
+37% +$19.7M
MA icon
23
CALL
Mastercard
MA
$492B
$67.1M 0.68%
998,000
-493,000
-33% -$30.9M
T icon
24
CALL
AT&T
T
$168B
$61.7M 0.62%
2,416,035
-282,542
-10% -$7.42M
EEM icon
25
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$61.1M 0.62%
1,499,000
-2,241,000
-60% -$88.7M
1
2 3 4 5

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors withdrew a net $352M in Q3 2013, closing 121 positions and reducing 108 holdings. Its most notable exit was SPDR Gold Trust, an estimated $22.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in Vodafone worth $40.3M.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.