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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.87B
AUM Growth
+$1.26B
Cap. Flow
+$2.06B
Cap. Flow %
23.18%
Top 10 Hldgs %
38.44%
Holding
555
New
203
Increased
101
Reduced
101
Closed
130

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$197M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$115M
3
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$62.9M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$53.5M
5
MON
Monsanto Co
MON
+$38.2M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$34.6M
2
TWTR
Twitter, Inc.
TWTR
+$27.2M
3
SWY
SAFEWAY INC
SWY
+$24.5M
4
DTV
DIRECTV COM STK (DE)
DTV
+$21.7M
5
VOD icon
Vodafone
VOD
+$14.3M

Sector Composition

Rank Sector Weight
1 Technology 3.16%
2 Communication Services 1.52%
3 Healthcare 1.21%
4 Consumer Staples 1.03%
5 Financials 0.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
PUT
Apple
AAPL
$4.45T
$1.06B 11.96%
42,124,400
-2,214,400
-5% -$54.3M
AAPL icon
2
CALL
Apple
AAPL
$4.45T
$661M 7.46%
26,252,000
-11,051,600
-30% -$271M
EEM icon
3
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$449M 5.06%
10,801,000
+8,047,300
+292% +$356M
SPY icon
4
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$260M 2.93%
1,320,000
-1,156,200
-47% -$229M
GLD icon
5
PUT
SPDR Gold Trust
GLD
$143B
$213M 2.4%
1,830,200
+1,101,700
+151% +$136M
AAPL icon
6
Apple
AAPL
$4.45T
$202M 2.28%
+8,011,700
New +$197M
FXI icon
7
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$172M 1.94%
+4,496,800
New +$180M
EEM icon
8
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$150M 1.7%
3,618,300
-48,500
-1% -$2.14M
IBM icon
9
CALL
IBM
IBM
$225B
$131M 1.48%
723,309
+151,252
+26% +$27.6M
EEM icon
10
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$110M 1.24%
2,644,356
+2,595,029
+5,261% +$115M
IYR icon
11
PUT
iShares US Real Estate ETF
IYR
$4.48B
$105M 1.19%
+1,521,000
New +$110M
SHPG
12
CALL
DELISTED
Shire pic
SHPG
$103M 1.16%
+396,800
New +$98.4M
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$101M 1.14%
514,866
+133,456
+35% +$26.4M
AMZN icon
14
CALL
Amazon
AMZN
$2.94T
$89.2M 1.01%
5,530,000
+3,250,000
+143% +$54.1M
YHOO
15
PUT
DELISTED
Yahoo Inc
YHOO
$88.2M 0.99%
2,163,300
+2,153,300
+21,533% +$80.8M
META icon
16
PUT
Meta Platforms (Facebook)
META
$1.53T
$87.4M 0.99%
1,106,200
-559,400
-34% -$41M
META icon
17
CALL
Meta Platforms (Facebook)
META
$1.53T
$86.4M 0.97%
1,093,500
+73,600
+7% +$5.4M
YHOO
18
CALL
DELISTED
Yahoo Inc
YHOO
$81.9M 0.92%
2,009,100
+1,659,100
+474% +$62.2M
CNQR
19
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$78.6M 0.89%
+620,100
New +$62.9M
T icon
20
CALL
AT&T
T
$168B
$70.1M 0.79%
2,635,157
+621,088
+31% +$16.5M
NFLX icon
21
CALL
Netflix
NFLX
$311B
$68.9M 0.78%
10,689,000
+1,715,000
+19% +$11.1M
APD icon
22
CALL
Air Products & Chemicals
APD
$68.9B
$68.3M 0.77%
+567,525
New +$69.3M
PG icon
23
CALL
Procter & Gamble
PG
$338B
$66.2M 0.75%
790,100
+373,300
+90% +$30.6M
GLD icon
24
CALL
SPDR Gold Trust
GLD
$143B
$64M 0.72%
550,500
+319,300
+138% +$39.4M
AMZN icon
25
PUT
Amazon
AMZN
$2.94T
$61M 0.69%
3,784,000
-250,000
-6% -$4.16M
1
2 3 4 5

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Capstone Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capstone Investment Advisors held 555 positions worth $8.87B, up 17% from $7.61B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Capstone Investment Advisors deployed $2.06B of net new capital in Q3 2014, opening 203 new positions and adding to 101 existing holdings. Its largest new stake was Apple: 8,011,700 shares worth $202M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 0.94% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was Twitter, Inc., an estimated $27.2M trimmed.

  • Capstone Investment Advisors's largest Q3 2014 buy was Apple: 8,011,700 shares worth $202M.
  • Capstone Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2014, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2014 reduction was Twitter, Inc., cutting an estimated $27.2M.
  • Capstone Investment Advisors fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $34.6M.
  • Capstone Investment Advisors's ten largest holdings make up 38% of its $8.87B portfolio in Q3 2014.
  • Capstone Investment Advisors opened 203 new positions and closed 130 in Q3 2014.
  • Capstone Investment Advisors's portfolio value rose 17% quarter-over-quarter to $8.87B.

Based on Capstone Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.