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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$2.45B
Cap. Flow %
7.22%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Technology 1.89%
2 Communication Services 0.84%
3 Healthcare 0.82%
4 Consumer Discretionary 0.57%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
PUT
Invesco QQQ Trust
QQQ
$478B
$1.44B 4.24%
4,509,200
-321,800
-7% -$103M
EFA icon
2
PUT
iShares MSCI EAFE ETF
EFA
$79.9B
$1.3B 3.83%
17,139,900
-356,500
-2% -$26.8M
AAPL icon
3
PUT
Apple
AAPL
$4.45T
$1.2B 3.52%
9,793,600
-3,521,700
-26% -$452M
MSFT icon
4
PUT
Microsoft
MSFT
$3.74T
$1.08B 3.18%
4,578,300
+313,700
+7% +$72.8M
AMZN icon
5
PUT
Amazon
AMZN
$2.94T
$856M 2.52%
5,530,000
+1,140,000
+26% +$181M
SPY icon
6
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$713M 2.1%
1,800,000
+876,200
+95% +$338M
IWM icon
7
PUT
iShares Russell 2000 ETF
IWM
$81.8B
$627M 1.85%
2,836,700
-788,900
-22% -$172M
EEM icon
8
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$573M 1.69%
10,741,000
-1,632,500
-13% -$89.4M
META icon
9
PUT
Meta Platforms (Facebook)
META
$1.53T
$520M 1.53%
1,764,100
+134,200
+8% +$36.1M
GOOG icon
10
PUT
Alphabet (Google) Class C
GOOG
$4.19T
$492M 1.45%
4,754,000
+1,118,000
+31% +$111M
GOOGL icon
11
PUT
Alphabet (Google) Class A
GOOGL
$4.2T
$423M 1.25%
4,104,000
+450,000
+12% +$44.4M
NVDA icon
12
PUT
NVIDIA
NVDA
$5.27T
$353M 1.04%
26,456,000
+6,708,000
+34% +$90.2M
BRK.B icon
13
PUT
Berkshire Hathaway Class B
BRK.B
$1.11T
$350M 1.03%
1,368,300
+341,200
+33% +$82.9M
TSLA icon
14
PUT
Tesla
TSLA
$1.31T
$311M 0.92%
1,397,400
+844,200
+153% +$212M
QQQ icon
15
CALL
Invesco QQQ Trust
QQQ
$478B
$294M 0.87%
922,700
-1,844,600
-67% -$590M
JPM icon
16
PUT
JPMorgan Chase
JPM
$962B
$290M 0.86%
1,907,900
+496,700
+35% +$71.5M
MSFT icon
17
CALL
Microsoft
MSFT
$3.74T
$273M 0.8%
1,155,900
+337,500
+41% +$78.3M
DIS icon
18
PUT
Walt Disney
DIS
$179B
$256M 0.75%
1,385,500
-91,600
-6% -$16.9M
NFLX icon
19
PUT
Netflix
NFLX
$311B
$239M 0.7%
4,585,000
+1,357,000
+42% +$72M
HD icon
20
PUT
Home Depot
HD
$353B
$237M 0.7%
778,000
+304,600
+64% +$84M
FXI icon
21
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$237M 0.7%
5,076,900
-5,790,100
-53% -$287M
INTC icon
22
PUT
Intel
INTC
$493B
$237M 0.7%
3,700,500
+1,951,100
+112% +$116M
WORK
23
DELISTED
Slack Technologies, Inc.
WORK
$237M 0.7%
5,821,206
+2,284,233
+65% +$95.5M
UNH icon
24
PUT
UnitedHealth
UNH
$365B
$231M 0.68%
622,000
+188,100
+43% +$65.2M
JNJ icon
25
PUT
Johnson & Johnson
JNJ
$626B
$226M 0.67%
1,376,900
+635,600
+86% +$103M
1
2 3 4 5

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors deployed $2.45B of net new capital in Q1 2021, opening 405 new positions and adding to 721 existing holdings. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M.

By sector, the portfolio is most concentrated in Technology at 1.9% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $251M trimmed.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.