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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.78%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$59.8B
AUM Growth
+$9.33B
Cap. Flow
+$2.27B
Cap. Flow %
3.8%
Top 10 Hldgs %
29.91%
Holding
2,197
New
167
Increased
605
Reduced
734
Closed
349

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253M
2
PYPL icon
PayPal
PYPL
+$111M
3
MDT icon
Medtronic
MDT
+$56.5M
4
BAC icon
Bank of America
BAC
+$56.2M
5
GS icon
Goldman Sachs
GS
+$49M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$94.9M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$62.8M
3
KSU
Kansas City Southern
KSU
+$55.2M
4
AAPL icon
Apple
AAPL
+$52.4M
5
QCOM icon
Qualcomm
QCOM
+$41.8M

Sector Composition

Rank Sector Weight
1 Financials 1.14%
2 Communication Services 1.09%
3 Technology 1.02%
4 Industrials 0.5%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
PUT
Apple
AAPL
$4.45T
$3.03B 5.07%
17,083,400
+3,696,400
+28% +$584M
QQQ icon
2
PUT
Invesco QQQ Trust
QQQ
$478B
$2.8B 4.68%
7,038,200
+1,733,900
+33% +$669M
MSFT icon
3
PUT
Microsoft
MSFT
$3.74T
$2.73B 4.56%
8,111,900
+1,087,300
+15% +$353M
IWM icon
4
PUT
iShares Russell 2000 ETF
IWM
$81.8B
$2.35B 3.93%
10,572,500
+4,999,100
+90% +$1.13B
QQQ icon
5
CALL
Invesco QQQ Trust
QQQ
$478B
$1.49B 2.5%
3,750,000
+3,740,000
+37,400% +$1.44B
EFA icon
6
PUT
iShares MSCI EAFE ETF
EFA
$79.9B
$1.25B 2.09%
15,885,200
+3,369,200
+27% +$267M
NVDA icon
7
PUT
NVIDIA
NVDA
$5.27T
$1.12B 1.87%
38,075,000
+4,488,000
+13% +$123M
GOOGL icon
8
PUT
Alphabet (Google) Class A
GOOGL
$4.2T
$1.07B 1.8%
7,410,000
+1,138,000
+18% +$164M
AMZN icon
9
PUT
Amazon
AMZN
$2.94T
$1.02B 1.71%
6,116,000
-476,000
-7% -$81.5M
GOOG icon
10
PUT
Alphabet (Google) Class C
GOOG
$4.19T
$1.02B 1.7%
7,028,000
+698,000
+11% +$101M
META icon
11
PUT
Meta Platforms (Facebook)
META
$1.53T
$887M 1.48%
2,638,100
+59,900
+2% +$19.9M
TSLA icon
12
PUT
Tesla
TSLA
$1.31T
$814M 1.36%
2,310,000
+525,900
+29% +$176M
BRK.B icon
13
PUT
Berkshire Hathaway Class B
BRK.B
$1.11T
$654M 1.09%
2,188,100
+506,200
+30% +$145M
UNH icon
14
PUT
UnitedHealth
UNH
$365B
$538M 0.9%
1,070,600
+246,600
+30% +$112M
HD icon
15
PUT
Home Depot
HD
$353B
$511M 0.85%
1,230,400
+123,800
+11% +$47.1M
AAPL icon
16
CALL
Apple
AAPL
$4.45T
$475M 0.8%
2,677,000
+198,900
+8% +$31.4M
MSFT icon
17
CALL
Microsoft
MSFT
$3.74T
$452M 0.76%
1,342,900
-182,400
-12% -$59.1M
GE icon
18
PUT
GE Aerospace
GE
$382B
$411M 0.69%
6,975,092
+350,873
+5% +$22M
JPM icon
19
PUT
JPMorgan Chase
JPM
$962B
$405M 0.68%
2,557,800
+242,700
+10% +$39.9M
JNJ icon
20
PUT
Johnson & Johnson
JNJ
$626B
$388M 0.65%
2,266,500
+410,900
+22% +$67.3M
PG icon
21
PUT
Procter & Gamble
PG
$338B
$378M 0.63%
2,310,900
+398,800
+21% +$59.2M
AVGO icon
22
PUT
Broadcom
AVGO
$1.98T
$378M 0.63%
5,675,000
+1,283,000
+29% +$72.1M
HYG icon
23
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$361M 0.6%
4,148,800
+2,174,000
+110% +$189M
TMO icon
24
PUT
Thermo Fisher Scientific
TMO
$224B
$342M 0.57%
512,600
+78,500
+18% +$49M
COST icon
25
PUT
Costco
COST
$419B
$338M 0.56%
594,600
+72,700
+14% +$37.2M
1
2 3 4 5

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Capstone Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Capstone Investment Advisors held 2,197 positions worth $59.8B, up 18% from $50.5B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.27B of net new capital in Q4 2021, opening 167 new positions and adding to 605 existing holdings. Its largest new stake was Blackrock: 34,875 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 1.1% of assets, up from 0.55% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Microsoft, an estimated $94.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2021 buy was Blackrock: 34,875 shares worth $31.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $253M increase.
  • Capstone Investment Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $94.9M.
  • Capstone Investment Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $55.2M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $59.8B portfolio in Q4 2021.
  • Capstone Investment Advisors opened 167 new positions and closed 349 in Q4 2021.
  • Capstone Investment Advisors's portfolio value rose 18% quarter-over-quarter to $59.8B.

Based on Capstone Investment Advisors's 13F filing for Q4 2021, filed 11 Feb 2022.