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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+6.5%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.2B
AUM Growth
+$11B
Cap. Flow
+$5.37B
Cap. Flow %
16.16%
Top 10 Hldgs %
42.14%
Holding
2,491
New
406
Increased
1,004
Reduced
483
Closed
418

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.16B
2
AMZN icon
Amazon
AMZN
+$299M
3
O icon
Realty Income
O
+$80.3M
4
ARM icon
Arm
ARM
+$41.3M
5
HDB icon
HDFC Bank
HDB
+$32.6M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$53.5M
2
GLD icon
SPDR Gold Trust
GLD
+$35.9M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$34.5M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$29.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$28.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.59%
2 Technology 0.56%
3 Financials 0.43%
4 Real Estate 0.29%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
PUT
Invesco QQQ Trust
QQQ
$478B
$5.91B 17.8%
14,439,200
+6,119,600
+74% +$2.32B
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$1.32B 3.96%
2,769,284
+2,613,859
+1,682% +$1.16B
QQQ icon
3
CALL
Invesco QQQ Trust
QQQ
$478B
$1.3B 3.93%
3,185,300
-2,822,100
-47% -$1.07B
SPY icon
4
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$955M 2.88%
2,010,000
-3,029,500
-60% -$1.35B
AAPL icon
5
PUT
Apple
AAPL
$4.45T
$939M 2.83%
4,879,700
+2,076,600
+74% +$383M
MSFT icon
6
PUT
Microsoft
MSFT
$3.74T
$939M 2.83%
2,498,000
+1,175,600
+89% +$418M
IWM icon
7
PUT
iShares Russell 2000 ETF
IWM
$81.8B
$827M 2.49%
4,122,300
+3,990,300
+3,023% +$715M
NVDA icon
8
PUT
NVIDIA
NVDA
$5.27T
$676M 2.03%
13,645,000
+6,095,000
+81% +$282M
AMZN icon
9
PUT
Amazon
AMZN
$2.94T
$601M 1.81%
3,958,000
+1,823,000
+85% +$256M
TSLA icon
10
PUT
Tesla
TSLA
$1.31T
$527M 1.59%
2,121,200
+1,110,400
+110% +$264M
MSFT icon
11
CALL
Microsoft
MSFT
$3.74T
$508M 1.53%
1,350,100
+544,400
+68% +$194M
AAPL icon
12
CALL
Apple
AAPL
$4.45T
$461M 1.39%
2,394,900
+1,297,700
+118% +$240M
META icon
13
PUT
Meta Platforms (Facebook)
META
$1.53T
$457M 1.37%
1,290,200
+598,100
+86% +$195M
HYG icon
14
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$402M 1.21%
5,200,000
+1,500,000
+41% +$112M
GOOGL icon
15
PUT
Alphabet (Google) Class A
GOOGL
$4.2T
$397M 1.19%
2,841,200
+1,310,000
+86% +$176M
EEM icon
16
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$385M 1.16%
9,566,000
-8,701,700
-48% -$336M
AMZN icon
17
Amazon
AMZN
$2.94T
$357M 1.08%
2,351,491
+2,135,472
+989% +$299M
GOOG icon
18
PUT
Alphabet (Google) Class C
GOOG
$4.19T
$314M 0.94%
2,225,400
+864,800
+64% +$117M
AMZN icon
19
CALL
Amazon
AMZN
$2.94T
$275M 0.83%
1,806,800
+1,041,100
+136% +$146M
XLF icon
20
PUT
State Street Financial Select Sector SPDR ETF
XLF
$59B
$201M 0.6%
5,344,000
-2,005,100
-27% -$69.4M
NVDA icon
21
CALL
NVIDIA
NVDA
$5.27T
$198M 0.6%
4,004,000
+2,318,000
+137% +$107M
JPM icon
22
PUT
JPMorgan Chase
JPM
$962B
$195M 0.59%
1,145,700
+594,500
+108% +$90.1M
AVGO icon
23
PUT
Broadcom
AVGO
$1.98T
$181M 0.55%
1,622,000
+730,000
+82% +$69.1M
EFA icon
24
PUT
iShares MSCI EAFE ETF
EFA
$79.9B
$180M 0.54%
2,388,400
-7,744,200
-76% -$547M
NFLX icon
25
PUT
Netflix
NFLX
$311B
$178M 0.54%
3,656,000
+1,798,000
+97% +$78.5M
1
2 3 4 5

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Capstone Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Capstone Investment Advisors held 2,491 positions worth $33.2B, up 50% from $22.2B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Capstone Investment Advisors deployed $5.37B of net new capital in Q4 2023, opening 406 new positions and adding to 1,004 existing holdings. Its largest new stake was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 826,701 shares worth $20.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.6% of assets, up from 0.91% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $35.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2023 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 826,701 shares worth $20.8M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $1.16B increase.
  • Capstone Investment Advisors's biggest Q4 2023 reduction was SPDR Gold Trust, cutting an estimated $35.9M.
  • Capstone Investment Advisors fully exited Activision Blizzard in Q4 2023, selling an estimated $53.5M.
  • Capstone Investment Advisors's ten largest holdings make up 42% of its $33.2B portfolio in Q4 2023.
  • Capstone Investment Advisors opened 406 new positions and closed 418 in Q4 2023.
  • Capstone Investment Advisors's portfolio value rose 50% quarter-over-quarter to $33.2B.

Based on Capstone Investment Advisors's 13F filing for Q4 2023, filed 12 Feb 2024.