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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.89%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.31B
AUM Growth
-$2.77B
Cap. Flow
-$2.34B
Cap. Flow %
-54.41%
Top 10 Hldgs %
42.2%
Holding
510
New
224
Increased
49
Reduced
96
Closed
115

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$60.1M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$53.7M
3
PRE
PARTNERRE LTD
PRE
+$44.4M
4
CB
CHUBB CORPORATION
CB
+$30.6M
5
EAGLU
Double Eagle Acquisition Corp.
EAGLU
+$30.4M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$81.3M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$66.3M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$51.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$44.1M
5
ANN
ANN INC
ANN
+$36.2M

Sector Composition

Rank Sector Weight
1 Financials 4.59%
2 Industrials 2.04%
3 Communication Services 1.98%
4 Materials 1.23%
5 Consumer Staples 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
PUT
Apple
AAPL
$4.45T
$566M 13.15%
20,543,200
+1,303,200
+7% +$38.2M
AAPL icon
2
CALL
Apple
AAPL
$4.45T
$381M 8.85%
13,819,200
-4,542,000
-25% -$133M
AMZN icon
3
CALL
Amazon
AMZN
$2.94T
$159M 3.69%
6,214,000
-1,074,000
-15% -$27.2M
FXI icon
4
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$144M 3.34%
4,061,700
+817,300
+25% +$31.8M
BIDU icon
5
CALL
Baidu
BIDU
$35.9B
$106M 2.45%
768,600
+98,700
+15% +$16.3M
JNJ icon
6
CALL
Johnson & Johnson
JNJ
$626B
$96.2M 2.23%
1,030,700
+216,200
+27% +$20.9M
SPY icon
7
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$81.8M 1.9%
427,000
+127,100
+42% +$25.8M
JNJ icon
8
PUT
Johnson & Johnson
JNJ
$626B
$63.2M 1.47%
677,200
-328,900
-33% -$31.8M
PCP
9
DELISTED
PRECISION CASTPARTS CORP
PCP
$57.4M 1.33%
+250,000
New +$53.7M
FXI icon
10
iShares China Large-Cap ETF
FXI
$4.25B
$54.9M 1.27%
+1,546,981
New +$60.1M
T icon
11
CALL
AT&T
T
$168B
$50.9M 1.18%
2,066,632
-2,827,799
-58% -$72.1M
PRE
12
DELISTED
PARTNERRE LTD
PRE
$45.1M 1.05%
+325,000
New +$44.4M
CYN
13
DELISTED
CITY NATIONAL CORPORATION
CYN
$42.7M 0.99%
484,590
+154,107
+47% +$13.7M
CEF icon
14
Sprott Physical Gold and Silver Trust
CEF
$8.24B
$41.7M 0.97%
3,939,005
+717,019
+22% +$7.77M
IBM icon
15
CALL
IBM
IBM
$225B
$32M 0.74%
231,166
-274,470
-54% -$40.5M
MSFT icon
16
CALL
Microsoft
MSFT
$3.74T
$31.4M 0.73%
709,700
-1,297,300
-65% -$58.3M
CB
17
DELISTED
CHUBB CORPORATION
CB
$30.7M 0.71%
+250,000
New +$30.6M
EAGLU
18
DELISTED
Double Eagle Acquisition Corp.
EAGLU
$30.4M 0.71%
+3,000,000
New +$30.4M
TAP icon
19
CALL
Molson Coors Class B
TAP
$7.83B
$30.3M 0.7%
+365,000
New +$26.4M
ALTR
20
CALL
DELISTED
Altera Corp
ALTR
$29.7M 0.69%
+593,100
New +$29.5M
HCC
21
CALL
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$29.4M 0.68%
380,000
+180,000
+90% +$13.9M
FXI icon
22
CALL
iShares China Large-Cap ETF
FXI
$4.25B
$29.2M 0.68%
823,700
+301,200
+58% +$11.7M
NFLX icon
23
CALL
Netflix
NFLX
$311B
$29.2M 0.68%
2,825,000
+410,000
+17% +$4.4M
HLF icon
24
Herbalife
HLF
$1.23B
$28.5M 0.66%
1,047,594
-1,185,338
-53% -$32.5M
NFLX icon
25
PUT
Netflix
NFLX
$311B
$28.5M 0.66%
2,757,000
-617,000
-18% -$6.63M
1
2 3 4 5

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Capstone Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Capstone Investment Advisors held 510 positions worth $4.31B, down 39% from $7.07B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Capstone Investment Advisors withdrew a net $2.34B in Q3 2015, closing 115 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $81.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.6% of assets, up from 0.97% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Capstone Investment Advisors opened a new position in iShares China Large-Cap ETF worth $54.9M.

  • Capstone Investment Advisors's largest Q3 2015 buy was iShares China Large-Cap ETF: 1,546,981 shares worth $54.9M.
  • Capstone Investment Advisors added most to CITY NATIONAL CORPORATION in Q3 2015, an estimated $13.7M increase.
  • Capstone Investment Advisors's biggest Q3 2015 reduction was iShares MSCI EAFE ETF, cutting an estimated $66.3M.
  • Capstone Investment Advisors fully exited Apple in Q3 2015, selling an estimated $81.3M.
  • Capstone Investment Advisors's ten largest holdings make up 42% of its $4.31B portfolio in Q3 2015.
  • Capstone Investment Advisors opened 224 new positions and closed 115 in Q3 2015.
  • Capstone Investment Advisors's portfolio value fell 39% quarter-over-quarter to $4.31B.

Based on Capstone Investment Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.