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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$352M
AUM Growth
-$29.2M
Cap. Flow
-$28.9M
Cap. Flow %
-8.21%
Top 10 Hldgs %
46.36%
Holding
348
New
30
Increased
56
Reduced
65
Closed
164

Top Buys

Rank Stock Value
1
SIC
Select Interior Concepts, Inc. Class A Common Stock
SIC
+$30.2M
2
ANW
Aegean Marine Petroleum Network
ANW
+$5.39M
3
RNGR icon
Ranger Energy Services
RNGR
+$3.05M
4
CVX icon
Chevron
CVX
+$2.6M
5
AMRS
Amyris Inc.
AMRS
+$2.12M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$3.78M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.73M
3
SGI
Somnigroup International
SGI
+$3.59M
4
FNJN
Finjan Holdings, Inc.
FNJN
+$3.48M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$3.44M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 10.08%
2 Energy 8.64%
3 Industrials 7.57%
4 Financials 6.74%
5 Technology 5.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
151
Walt Disney
DIS
$171B
$269K 0.08%
2,298
-1,908
-45% -$212K
ON icon
152
ON Semiconductor
ON
$30.7B
$269K 0.08%
14,600
– –
MFIC icon
153
MidCap Financial Investment
MFIC
$801M
$261K 0.07%
16,002
-67
-0.4% -$1.14K
EWZ icon
154
iShares MSCI Brazil ETF
EWZ
$8.98B
$258K 0.07%
7,640
-300
-4% -$10.1K
MXWL
155
DELISTED
Maxwell Technologies Inc
MXWL
$244K 0.07%
70,000
+45,000
+180% +$182K
ILF icon
156
iShares Latin America 40 ETF
ILF
$3.73B
$239K 0.07%
7,612
+800
+12% +$24.8K
SNAP icon
157
Snap
SNAP
$7.96B
$232K 0.07%
27,314
-900
-3% -$10.5K
PFE icon
158
Pfizer
PFE
$143B
$227K 0.06%
5,428
-12,631
-70% -$486K
ARDC
159
Are Dynamic Credit Allocation Fund
ARDC
$295M
$225K 0.06%
14,489
– –
TWTR
160
DELISTED
Twitter, Inc.
TWTR
$219K 0.06%
7,700
-3,866
-33% -$137K
JLS icon
161
Nuveen Mortgage and Income Fund
JLS
$94.6M
$218K 0.06%
9,083
-200
-2% -$4.75K
AMZN icon
162
Amazon
AMZN
$2.44T
$216K 0.06%
2,160
-32,820
-94% -$3.09M
GEN icon
163
Gen Digital
GEN
$16.5B
$213K 0.06%
+10,000
New +$204K
HPE icon
164
Hewlett Packard
HPE
$58.8B
$212K 0.06%
12,982
-10,241
-44% -$164K
GOOG icon
165
Alphabet (Google) Class C
GOOG
$4.11T
$209K 0.06%
3,500
-3,260
-48% -$195K
BSL
166
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$168M
$180K 0.05%
10,000
– –
FTK icon
167
Flotek Industries
FTK
$789M
$180K 0.05%
12,500
+6,667
+114% +$103K
GARS
168
DELISTED
Garrison Capital Inc.
GARS
$178K 0.05%
21,501
-28,367
-57% -$238K
FCRD
169
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$169K 0.05%
21,000
– –
SRTS icon
170
Sensus Healthcare
SRTS
$46.9M
$168K 0.05%
+20,000
New +$145K
HFFG icon
171
HF Foods Group
HFFG
$80.7M
$166K 0.05%
+11,000
New +$136K
SIGA icon
172
SIGA Technologies
SIGA
$240M
$150K 0.04%
21,709
– –
JILL icon
173
J. Jill
JILL
$274M
$124K 0.04%
4,764
– –
GCVRZ
174
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$106K 0.03%
200,017
-44,754
-18% -$24K
OPGN
175
DELISTED
OpGen, Inc
OPGN
$102K 0.03%
13
-22
-63% -$170K
5 6
7
8 9

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2018 Portfolio in Review

As of Q3 2018, B. Riley Financial held 348 positions worth $352M, down 7.7% from $382M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

B. Riley Financial withdrew a net $28.9M in Q3 2018, closing 164 positions and reducing 65 holdings. Its most notable exit was Finjan Holdings, Inc., an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 10% of assets, up from 3.7% a quarter earlier, followed by Energy and Industrials.

Against the trend, B. Riley Financial opened a new position in Select Interior Concepts, Inc. Class A Common Stock worth $27.5M.

  • B. Riley Financial's largest Q3 2018 buy was Select Interior Concepts, Inc. Class A Common Stock: 2,583,142 shares worth $27.5M.
  • B. Riley Financial added most to Aegean Marine Petroleum Network in Q3 2018, an estimated $5.39M increase.
  • B. Riley Financial's biggest Q3 2018 reduction was Vanguard Morningstar Value ETF, cutting an estimated $3.78M.
  • B. Riley Financial fully exited Finjan Holdings, Inc. in Q3 2018, selling an estimated $3.48M.
  • B. Riley Financial's ten largest holdings make up 46% of its $352M portfolio in Q3 2018.
  • B. Riley Financial opened 30 new positions and closed 164 in Q3 2018.
  • B. Riley Financial's portfolio value fell 7.7% quarter-over-quarter to $352M.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.