B. Riley Financial’s MidCap Financial Investment MFIC Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2018
Q4
Sell
-16,002
Closed -$261K 151
2018
Q3
$261K Sell
16,002
-67
-0.4% -$1.09K 0.07% 151
2018
Q2
$269K Sell
16,069
-133
-0.8% -$2.23K 0.07% 240
2018
Q1
$254K Buy
16,202
+133
+0.8% +$2.09K 0.07% 233
2017
Q4
$273K Hold
16,069
0.07% 228
2017
Q3
$295K Hold
16,069
0.08% 211
2017
Q2
$308K Hold
16,069
0.08% 154
2017
Q1
$316K Sell
16,069
-38
-0.2% -$747 0.16% 116
2016
Q4
$283K Hold
16,107
0.19% 87
2016
Q3
$280K Sell
16,107
-1,536
-9% -$26.7K 0.18% 79
2016
Q2
$293K Buy
17,643
+53
+0.3% +$880 0.17% 77
2016
Q1
$293K Buy
17,590
+54
+0.3% +$899 0.22% 68
2015
Q4
$275K Buy
+17,536
New +$275K 0.2% 82