B. Riley Financial’s Nuveen Mortgage and Income Fund JLS Stock Holding History

B. Riley Financial’s Portfolio JLS Stock Details JLS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-9,083	Closed	-$218K	–	154
2018 Q3	$218K	Sell	9,083 -200	-2%	-$4.75K	0.06%	164
2018 Q2	$218K	Sell	9,283 -100	-1%	-$2.35K	0.06%	269
2018 Q1	$223K	Hold	9,383	–	–	0.06%	250
2017 Q4	$232K	Hold	9,383	–	–	0.06%	264
2017 Q3	$238K	Hold	9,383	–	–	0.07%	247
2017 Q2	$240K	Sell	9,383 -250	-3%	-$6.29K	0.07%	189
2017 Q1	$239K	Hold	9,633	–	–	0.12%	129
2016 Q4	$232K	Sell	9,633 -100	-1%	-$2.39K	0.15%	123
2016 Q3	$235K	Hold	9,733	–	–	0.15%	105
2016 Q2	$225K	Hold	9,733	–	–	0.13%	100
2016 Q1	$219K	Sell	9,733 -300	-3%	-$6.77K	0.16%	98
2015 Q4	$228K	Buy	+10,033	New	+$227K	0.16%	107

Other funds holding JLS

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

HCM

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

B. Riley Financial's JLS Position: Q4 2018 in Review

B. Riley Financial sold out of Nuveen Mortgage and Income Fund (JLS) in Q4 2018, closing a stake of 9,083 shares — an estimated $218K sold.

B. Riley Financial first reported a position in JLS in Q4 2015 and held it in 12 quarters. The position peaked at $240K in Q2 2017. 44 funds tracked by Wall St. Rank hold JLS as of Q4 2018.

B. Riley Financial reported no remaining Nuveen Mortgage and Income Fund position as of Q4 2018 after selling out during the quarter.
B. Riley Financial sold 9,083 Nuveen Mortgage and Income Fund shares in Q4 2018, an estimated $218K.
B. Riley Financial first reported a position in Nuveen Mortgage and Income Fund in Q4 2015 and held it in 12 quarters.
B. Riley Financial's Nuveen Mortgage and Income Fund position peaked at $240K in Q2 2017.
44 funds tracked by Wall St. Rank held Nuveen Mortgage and Income Fund as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.