We are live on ! Find out more
BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$352M
AUM Growth
-$29.2M
Cap. Flow
-$57.8M
Cap. Flow %
-16.4%
Top 10 Hldgs %
46.36%
Holding
348
New
30
Increased
56
Reduced
65
Closed
164

Top Buys

Rank Stock Value
1
SIC
Select Interior Concepts, Inc. Class A Common Stock
SIC
+$30.2M
2
ANW
Aegean Marine Petroleum Network
ANW
+$5.39M
3
RNGR icon
Ranger Energy Services
RNGR
+$3.05M
4
CVX icon
Chevron
CVX
+$2.6M
5
AMRS
Amyris Inc.
AMRS
+$2.12M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$3.78M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.73M
3
SGI
Somnigroup International
SGI
+$3.59M
4
FNJN
Finjan Holdings, Inc.
FNJN
+$3.48M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$3.44M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.19%
2 Consumer Discretionary 10.12%
3 Energy 8.64%
4 Financials 8.11%
5 Industrials 7.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KAACW
326
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
– –
-66,666
Closed -$80K
GSHTW
327
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
– –
-35,000
Closed -$56K
GST
328
DELISTED
Gastar Exploration Inc.
GST
– –
-20,000
Closed -$11K
TAX
329
DELISTED
Liberty Tax, Inc. Class A
TAX
– –
-139,586
Closed -$1.13M
NTG.RT
330
DELISTED
Tortoise MLP Fund, Inc.
NTG.RT
– –
-51,900
Closed -$19K
OHAI
331
DELISTED
OHA Investment Corporation
OHAI
– –
-46,800
Closed -$71K
NIHD
332
DELISTED
NII Holdings, Inc. Common Stock
NIHD
– –
-94,045
Closed -$367K
JHD
333
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
– –
-60,800
Closed -$598K
ATTU
334
DELISTED
Attunity Ltd
ATTU
– –
-86,015
Closed -$999K
STMP
335
DELISTED
Stamps.com, Inc.
STMP
– –
-1,822
Closed -$470K
DOC
336
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-10,200
Closed -$163K
SXE
337
DELISTED
Southcross Energy Partners, L.P.
SXE
– –
-48,370
Closed -$76K
10 11 12 13
14

Similar funds

BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q3 2018 Portfolio in Review

As of Q3 2018, B. Riley Financial held 348 positions worth $352M, down 7.7% from $382M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

B. Riley Financial withdrew a net $57.8M in Q3 2018, closing 164 positions and reducing 65 holdings. Its most notable exit was Finjan Holdings, Inc., an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, down from 50% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, B. Riley Financial opened a new position in Select Interior Concepts, Inc. Class A Common Stock worth $27.5M.

  • B. Riley Financial's largest Q3 2018 buy was Select Interior Concepts, Inc. Class A Common Stock: 2,583,142 shares worth $27.5M.
  • B. Riley Financial added most to Aegean Marine Petroleum Network in Q3 2018, an estimated $5.39M increase.
  • B. Riley Financial's biggest Q3 2018 reduction was Vanguard Morningstar Value ETF, cutting an estimated $3.78M.
  • B. Riley Financial fully exited Finjan Holdings, Inc. in Q3 2018, selling an estimated $3.48M.
  • B. Riley Financial's ten largest holdings make up 46% of its $352M portfolio in Q3 2018.
  • B. Riley Financial opened 30 new positions and closed 164 in Q3 2018.
  • B. Riley Financial's portfolio value fell 7.7% quarter-over-quarter to $352M.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.