BRF
OHAI

B. Riley Financial’s OHA Investment Corporation OHAI Stock Holding History

B. Riley Financial’s Portfolio OHAI Stock Details OHAI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q3 		– Sell
-46,800
Closed -$71K – 337
2018
Q2 		$71K Sell
46,800
-43,200
-48% -$64.3K 0.02% 300
2018
Q1 		$126K Sell
90,000
-60,000
-40% -$74.2K 0.04% 275
2017
Q4 		$173K Buy
+150,000
New +$177K 0.05% 284

Other funds holding OHAI

RCM
Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return
TG
TCW Group Los Angeles, California $14.9B AUM 46.29% 1-Year Est. Return
FM
Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return
TP
Truvvo Partners New York $5.22M AUM 13.74% 1-Year Est. Return
KCM
Kennedy Capital Management St Louis, Missouri $5.65B AUM 61.31% 1-Year Est. Return
DAM
Deltec Asset Management New York $677M AUM 31.67% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
HCP
Holt Capital Partners Fort Worth, Texas $849M AUM 27.26% 1-Year Est. Return

B. Riley Financial's OHAI Position: Q3 2018 in Review

B. Riley Financial sold out of OHA Investment Corporation (OHAI) in Q3 2018, closing a stake of 46,800 shares — an estimated $71K sold.

B. Riley Financial first reported a position in OHAI in Q4 2017 and held it in 3 quarters. The position peaked at $173K in Q4 2017. 27 funds tracked by Wall St. Rank hold OHAI as of Q3 2018.

  • B. Riley Financial reported no remaining OHA Investment Corporation position as of Q3 2018 after selling out during the quarter.
  • B. Riley Financial sold 46,800 OHA Investment Corporation shares in Q3 2018, an estimated $71K.
  • B. Riley Financial first reported a position in OHA Investment Corporation in Q4 2017 and held it in 3 quarters.
  • B. Riley Financial's OHA Investment Corporation position peaked at $173K in Q4 2017.
  • 27 funds tracked by Wall St. Rank held OHA Investment Corporation as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.