OHAI

OHA Investment Corporation

OHAI

Delisted

OHAI was delisted on the 18th of December, 2019.

26 hedge funds and large institutions have $7.85M invested in OHA Investment Corporation in 2018 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 3 closing their positions.

2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

-2

Holders Change %

-7.14%

% of All Funds

0.6%

Holding in Top 10

–

Holding in Top 10 Change

-1

Holding in Top 10 Change %

-100%

% of All Funds

–

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	1 Wells Fargo San Francisco, California	$225K
2	DAM 2 Deltec Asset Management New York	$342K
3	3 Susquehanna International Group Bala Cynwyd, Pennsylvania	$104K
4	HK 4 Horizon Kinetics New York	$65K
5	KCM 5 Kennedy Capital Management St Louis, Missouri	$255K

Top Sellers

1	RCF 1 Rainwater Charitable Foundation Fort Worth, Texas	$0
2	BRF 2 B. Riley Financial Los Angeles, California	$126K
3	TSS 3 Two Sigma Securities New York	$15K
4	4 Legal & General Group London, United Kingdom	$0
5	RA 5 Royce & Associates New York	$84K

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	RCM 1 Rivernorth Capital Management West Palm Beach, Florida	$3.01M	2,149,690	-14,944	-0.7%
2	TG 2 TCW Group Los Angeles, California	$1.76M	1,259,866	+336	+0%
3	FM 3 Fondren Management Houston, Texas	$840K	600,000	–	–
4	TP 4 Truvvo Partners New York	$379K	267,572	–	–
5	DAM 5 Deltec Asset Management New York	$342K	244,392	+50,800	+26%
6	LTFS 6 Ladenburg Thalmann Financial Services Miami, Florida	$259K	184,804	+1,795	+1%
7	KCM 7 Kennedy Capital Management St Louis, Missouri	$255K	182,259	+16,365	+10%
8	8 Wells Fargo San Francisco, California	$225K	160,566	+56,861	+55%
9	HCP 9 Holt Capital Partners Fort Worth, Texas	$149K	106,483	–	–
10	BRF 10 B. Riley Financial Los Angeles, California	$126K	90,000	-60,000	-40%
11	11 Susquehanna International Group Bala Cynwyd, Pennsylvania	$104K	74,014	+49,200	+198%
12	12 Commonwealth Equity Services Waltham, Massachusetts	$86K	61,961	+407	+0.7%
13	RA 13 Royce & Associates New York	$84K	59,761	-28,859	-33%
14	HK 14 Horizon Kinetics New York	$65K	46,774	+46,774	New
15	CWA 15 Clarus Wealth Advisors Peoria, Arizona	$63K	45,277	+2,552	+6%
16	16 Creative Planning Overland Park, Kansas	$35K	25,000	–	–
17	UR 17 USCA RIA Houston, Texas	$31K	21,880	+278	+1%
18	TSS 18 Two Sigma Securities New York	$15K	10,465	-32,828	-76%
19	19 Morgan Stanley New York	$6K	3,916	–	–
20	20 UBS Group Zurich, Switzerland	$4K	2,721	-9,684	-78%
21	21 Bank of America Charlotte, North Carolina	$3K	2,000	–	–
22	22 EARNEST Partners Atlanta, Georgia	$2K	1,500	–	–
23	AG 23 Advisor Group Phoenix, Arizona	$1K	700	-800	-53%
24	SWM 24 SeaCrest Wealth Management Purchase, New York	$1K	800	–	–
25	PAM 25 Panagora Asset Management Boston, Massachusetts	$1K	611	–	–

OHA Investment Corporation OHAI

Top Buyers

Top Sellers

OHA Investment Corporation

OHAI