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OHAI

OHA Investment Corporation
OHAI

Delisted

OHAI was delisted on the 18th of December, 2019.

21 hedge funds and large institutions have $6.71M invested in OHA Investment Corporation in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 4 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% less funds holding

Funds holding: 2421 (-3)

26% less capital invested

Capital invested by funds: $9.02M → $6.71M (-$2.31M)

33% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 6

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
21
Holders Change
-3
Holders Change %
-12.5%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
2
Increased
4
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$2.76M -$85.3K -73,989 -3%
TG
2
TCW Group
California
$1.62M +$64.8K +56,184 +4%
FM
3
Fondren Management
Texas
$750K +$692K +600,000 New
DAM
4
Deltec Asset Management
New York
$363K +$112K +96,796 +50%
TP
5
Truvvo Partners
New York
$339K
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$239K +$32.1K +27,851 +17%
RA
7
Royce & Associates
New York
$192K
HCP
8
Holt Capital Partners
Texas
$133K
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$78K +$16.3K +14,132 +29%
Legal & General Group
10
Legal & General Group
United Kingdom
$49K
Creative Planning
11
Creative Planning
Kansas
$37K
UR
12
USCA RIA
Texas
$27K
Wells Fargo
13
Wells Fargo
California
$25K -$1.54M -1,336,010 -99%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$23K -$8.37K -7,256 -28%
RJA
15
Raymond James & Associates
Florida
$18K -$89.9K -77,952 -84%
Bank of America
16
Bank of America
North Carolina
$16K
Citadel Advisors
17
Citadel Advisors
Florida
$16K +$15.3K +13,288 New
AG
18
Advisor Group
Arizona
$7K
UBS Group
19
UBS Group
Switzerland
$5K -$6.91K -5,992 -58%
Morgan Stanley
20
Morgan Stanley
New York
$5K -$1.94K -1,682 -30%
PAM
21
Panagora Asset Management
Massachusetts
$1K
UIC
22
Uniplan Investment Counsel
Wisconsin
-$947K -745,674 Closed
RO
23
Reservoir Operations
New York
-$221K -174,130 Closed
Mackenzie Financial
24
Mackenzie Financial
Ontario, Canada
-$86K -67,745 Closed
GAMC
25
Garner Asset Management Corp
Texas
-$15K -12,040 Closed

OHAI Hedge Fund Activity: Q3 2017 in Review

21 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in OHA Investment Corporation (OHAI) for Q3 2017, worth a combined $6.71M — down 26% from $9.02M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of OHAI and 2 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 4 added.

The largest buyer was Fondren Management, opening a new position worth an estimated $692K. The largest seller was Wells Fargo, cutting an estimated $1.54M.

  • 21 institutional investors held OHA Investment Corporation (OHAI) as of Q3 2017, down from 24 in Q2 2017.
  • Funds reported $6.71M of OHA Investment Corporation stock for Q3 2017, down 26% quarter-over-quarter.
  • 2 funds opened new OHA Investment Corporation positions in Q3 2017 and 4 closed out, a net change of -2 holders.
  • The largest OHA Investment Corporation buyer in Q3 2017 was Fondren Management, an estimated $692K added.
  • The largest OHA Investment Corporation seller in Q3 2017 was Wells Fargo, an estimated $1.54M sold.

Based on aggregated 13F filings for Q3 2017.