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OHAI

OHA Investment Corporation
OHAI

Delisted

OHAI was delisted on the 18th of December, 2019.

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33 hedge funds and large institutions have $14.4M invested in OHA Investment Corporation in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

6% less funds holding

Funds holding: 35 → 33 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

43% less capital invested

Capital invested by funds: $25.2M → $14.4M (-$10.8M)

Holders
33
Holders Change
-2
Holders Change %
-5.71%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
9
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TG
TCW Group
California
+$3.1M
2
RCM
Rivernorth Capital Management
Florida
+$144K
3
TP
Truvvo Partners
New York
+$89.9K
4
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
+$67.5K
5
VKH
Virtu KCG Holdings
New York
+$66.7K

Top Sellers

1
CS
Credit Suisse
Switzerland
-$1.16M
2
Luther King Capital Management (LKCM)
Luther King Capital Management (LKCM)
Texas
-$411K
3
Wells Fargo
Wells Fargo
California
-$391K
4
CCM
Coe Capital Management
Illinois
-$227K
5
UR
USCA RIA
Texas
-$165K
Name Holding Trade Value Shares
Change 		Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$3.71M +$144K +55,596 +3%
Wells Fargo
2
Wells Fargo
California
$2.39M -$391K -150,536 -10%
TG
3
TCW Group
California
$2.07M +$3.1M +1,194,830 New
Morgan Stanley
4
Morgan Stanley
New York
$1.68M -$11.4K -4,400 -0.5%
UIC
5
Uniplan Investment Counsel
Wisconsin
$1.22M -$40K -15,414 -2%
ICM
6
Indaba Capital Management
California
$1.06M – – –
RO
7
Reservoir Operations
New York
$522K – – –
RA
8
Royce & Associates
New York
$267K -$130K -50,000 -24%
RJA
9
Raymond James & Associates
Florida
$203K -$29.5K -11,374 -9%
HCP
10
Holt Capital Partners
Texas
$184K – – –
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$176K +$3.71K +1,428 +1%
DAM
12
Deltec Asset Management
New York
$167K – – –
IECM
13
Intrinsic Edge Capital Management
Illinois
$151K +$227K +87,440 New
Legal & General Group
14
Legal & General Group
United Kingdom
$68K – – –
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$67K +$64.3K +24,755 +177%
Mackenzie Financial
16
Mackenzie Financial
Ontario, Canada
$67K +$67.5K +26,003 +205%
BA
17
Bard Associates
Illinois
$58K -$9.35K -3,600 -10%
WA
18
WFG Advisors
Texas
$49K +$3.59K +1,381 +5%
CCM
19
Coe Capital Management
Illinois
$46K -$227K -87,440 -77%
VKH
20
Virtu KCG Holdings
New York
$44K +$66.7K +25,703 New
Citadel Advisors
21
Citadel Advisors
Florida
$41K +$60.9K +23,467 New
UR
22
USCA RIA
Texas
$37K -$165K -63,617 -75%
Creative Planning
23
Creative Planning
Kansas
$35K – – –
SG Americas Securities
24
SG Americas Securities
New York
$26K – – –
UBS Group
25
UBS Group
Switzerland
$21K +$30.2K +11,619 +3,034%
1
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OHAI Hedge Fund Activity: Q4 2016 in Review

33 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in OHA Investment Corporation (OHAI) for Q4 2016, worth a combined $14.4M — down 43% from $25.2M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of OHAI and 4 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 9 added.

The largest buyer was TCW Group, opening a new position worth an estimated $3.1M. The largest seller was Credit Suisse, exiting entirely with an estimated $1.16M sold.

  • 33 institutional investors held OHA Investment Corporation (OHAI) as of Q4 2016, down from 35 in Q3 2016.
  • Funds reported $14.4M of OHA Investment Corporation stock for Q4 2016, down 43% quarter-over-quarter.
  • 4 funds opened new OHA Investment Corporation positions in Q4 2016 and 6 closed out, a net change of -2 holders.
  • The largest OHA Investment Corporation buyer in Q4 2016 was TCW Group, an estimated $3.1M added.
  • The largest OHA Investment Corporation seller in Q4 2016 was Credit Suisse, an estimated $1.16M sold.

Based on aggregated 13F filings for Q4 2016.