Credit Suisse’s OHA Investment Corporation OHAI Stock Holding History

Credit Suisse’s Portfolio OHAI Stock Details OHAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-370,079	Closed	-$1.16M	–	4371
2016 Q3	$1.16M	Sell	370,079 -19,045	-5%	-$48.9K	﹤0.01%	2829
2016 Q2	$754K	Buy	389,124 +1,558	+0.4%	+$4.12K	﹤0.01%	3159
2016 Q1	$1.31M	Sell	387,566 -1,318,163	-77%	-$4.39M	﹤0.01%	2522
2015 Q4	$6.48M	Sell	1,705,729 -292,151	-15%	-$1.23M	0.01%	1403
2015 Q3	$8.45M	Buy	1,997,880 +1,079,664	+118%	+$5.33M	0.01%	1214
2015 Q2	$5.22M	Buy	+918,216	New	+$5.2M	0.01%	1696
2014 Q3	–	Sell	-1,053,687	Closed	-$6.56M	–	4854
2014 Q2	$6.56M	Buy	1,053,687 +46,700	+5%	+$304K	0.01%	1719
2014 Q1	$6.81M	Buy	1,006,987 +379,750	+61%	+$2.81M	0.01%	1517
2013 Q4	$4.68M	Buy	627,237 +139,724	+29%	+$1.06M	0.01%	1901
2013 Q3	$3.62M	Buy	487,513 +416,705	+588%	+$2.81M	0.01%	1906
2013 Q2	$434K	Buy	+70,808	New	+$466K	﹤0.01%	3399

Other funds holding OHAI

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

TCW Group Los Angeles, California $13.3B AUM 34.44% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Uniplan Investment Counsel Milwaukee, Wisconsin $974M AUM 21.37% 1-Year Est. Return

Indaba Capital Management San Francisco, California $33.8M AUM 33.83% 1-Year Est. Return

Reservoir Operations New York $13.2M AUM 10.2% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Holt Capital Partners Fort Worth, Texas $742M AUM 18.42% 1-Year Est. Return