B. Riley Financial’s Nuveen High Income December 2019 Target Term Fund JHD Stock Holding History

B. Riley Financial’s Portfolio JHD Stock Details JHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-60,800	Closed	-$598K	–	339
2018 Q2	$598K	Buy	60,800 +14	+0%	+$138	0.16%	118
2018 Q1	$599K	Buy	+60,786	New	+$601K	0.17%	137
2017 Q4	–	Sell	-64,373	Closed	-$651K	–	368
2017 Q3	$651K	Buy	+64,373	New	+$658K	0.18%	139

Other funds holding JHD

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

IWC

Integrated Wealth Concepts Waltham, Massachusetts $20.5B AUM 24.45% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

GKWIM

Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.75B AUM 28.61% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

B. Riley Financial's JHD Position: Q3 2018 in Review

B. Riley Financial sold out of Nuveen High Income December 2019 Target Term Fund (JHD) in Q3 2018, closing a stake of 60,800 shares — an estimated $598K sold.

B. Riley Financial first reported a position in JHD in Q3 2017 and held it in 3 quarters. The position peaked at $651K in Q3 2017. 27 funds tracked by Wall St. Rank hold JHD as of Q3 2018.

B. Riley Financial reported no remaining Nuveen High Income December 2019 Target Term Fund position as of Q3 2018 after selling out during the quarter.
B. Riley Financial sold 60,800 Nuveen High Income December 2019 Target Term Fund shares in Q3 2018, an estimated $598K.
B. Riley Financial first reported a position in Nuveen High Income December 2019 Target Term Fund in Q3 2017 and held it in 3 quarters.
B. Riley Financial's Nuveen High Income December 2019 Target Term Fund position peaked at $651K in Q3 2017.
27 funds tracked by Wall St. Rank held Nuveen High Income December 2019 Target Term Fund as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.