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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-11.8%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$65.9M
AUM Growth
+$771K
Cap. Flow
+$17.6M
Cap. Flow %
26.77%
Top 10 Hldgs %
49.44%
Holding
89
New
19
Increased
16
Reduced
24
Closed
26

Top Buys

Rank Stock Value
1
EQIX icon
Equinix
EQIX
+$2.86M
2
ADT
ADT Corp
ADT
+$2.6M
3
IBB icon
iShares Biotechnology ETF
IBB
+$2.51M
4
WU icon
Western Union
WU
+$2.42M
5
KMI icon
Kinder Morgan
KMI
+$2.34M

Top Sells

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$2.29M
2
OKE icon
Oneok
OKE
+$1.97M
3
CME icon
CME Group
CME
+$1.74M
4
COF icon
Capital One
COF
+$1.57M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$1.51M

Sector Composition

Rank Sector Weight
1 Financials 28.55%
2 Energy 6.92%
3 Consumer Discretionary 6.91%
4 Healthcare 6.45%
5 Industrials 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
51
Merck
MRK
$318B
$359K 0.55%
7,625
+258
+4% +$13.7K
ADM icon
52
Archer Daniels Midland
ADM
$37.4B
$319K 0.48%
+7,688
New +$351K
NFJ
53
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$292K 0.44%
22,871
+990
+5% +$13.8K
HIX
54
Western Asset High Income Fund II
HIX
$351M
$236K 0.36%
36,529
-6,798
-16% -$47.6K
TPR icon
55
Tapestry
TPR
$32.5B
$221K 0.34%
7,631
-41,175
-84% -$1.27M
NKX icon
56
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$654M
$205K 0.31%
13,957
+457
+3% +$6.62K
UUP icon
57
CALL
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
$140K 0.21%
255,800
+89,900
+54% +$2.26M
GLD icon
58
PUT
SPDR Gold Trust
GLD
$137B
$126K 0.19%
21,100
-1,000
-5% -$108K
FXY icon
59
PUT
Invesco CurrencyShares Japanese Yen Trust
FXY
$448M
$109K 0.17%
+75,400
New +$5.99M
OCAT
60
DELISTED
OCATA THERAPEUTICS, INC. COMMON STOCK
OCAT
$46K 0.07%
11,000
– –
EFA icon
61
iShares MSCI EAFE ETF
EFA
$79.4B
$23K 0.03%
401
+165
+70% +$10.2K
SLB icon
62
CALL
SLB Ltd
SLB
$77.4B
$5K 0.01%
+1,800
New +$143K
IMUC
63
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$5K 0.01%
+275
New +$5.01K
BA icon
64
Boeing
BA
$185B
– –
-2,380
Closed -$330K
CLX icon
65
Clorox
CLX
$12.8B
– –
-2,299
Closed -$239K
EWG icon
66
CALL
iShares MSCI Germany ETF
EWG
$1.61B
– –
-156,000
Closed -$15K
HPQ icon
67
HP
HPQ
$25.7B
– –
-24,623
Closed -$336K
HRB icon
68
H&R Block
HRB
$5.8B
– –
-10,952
Closed -$325K
HSY icon
69
Hershey
HSY
$36.5B
– –
-3,509
Closed -$312K
IPG
70
DELISTED
Interpublic Group of Companies
IPG
– –
-25,475
Closed -$491K
IRM icon
71
Iron Mountain
IRM
$36.6B
– –
-9,730
Closed -$302K
IWM icon
72
iShares Russell 2000 ETF
IWM
$82.3B
– –
-12,086
Closed -$1.51M
KDP icon
73
Keurig Dr Pepper
KDP
$41.3B
– –
-4,492
Closed -$327K
MAC icon
74
Macerich
MAC
$6.97B
– –
-6,020
Closed -$449K
MOS icon
75
The Mosaic Company
MOS
$7.46B
– –
-7,656
Closed -$359K
1 2
3
4

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RAM
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MHFA
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EWA
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SC
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KIM
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TF
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Alethea Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Alethea Capital Management held 89 positions worth $65.9M, up 1.2% from $65.1M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Alethea Capital Management deployed $17.6M of net new capital in Q3 2015, opening 19 new positions and adding to 16 existing holdings. Its largest new stake was Equinix: 10,446 shares worth $2.86M.

By sector, the portfolio is most concentrated in Financials at 29% of assets, down from 30% a quarter earlier, followed by Energy and Consumer Discretionary.

On the sell side, the largest reduction was CME Group, an estimated $1.74M trimmed.

  • Alethea Capital Management's largest Q3 2015 buy was Equinix: 10,446 shares worth $2.86M.
  • Alethea Capital Management added most to Western Union in Q3 2015, an estimated $2.42M increase.
  • Alethea Capital Management's biggest Q3 2015 reduction was CME Group, cutting an estimated $1.74M.
  • Alethea Capital Management fully exited Valero Energy in Q3 2015, selling an estimated $2.29M.
  • Alethea Capital Management's ten largest holdings make up 49% of its $65.9M portfolio in Q3 2015.
  • Alethea Capital Management opened 19 new positions and closed 26 in Q3 2015.
  • Alethea Capital Management's portfolio value rose 1.2% quarter-over-quarter to $65.9M.

Based on Alethea Capital Management's 13F filing for Q3 2015, filed 23 Oct 2015.