Alethea Capital Management’s Western Asset High Income Fund II HIX Stock Holding History

Alethea Capital Management’s Portfolio HIX Stock Details HIX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-26,585	Closed	-$185K	–	91
2017 Q4	$185K	Hold	26,585	–	–	0.29%	74
2017 Q3	$192K	Hold	26,585	–	–	0.23%	70
2017 Q2	$191K	Hold	26,585	–	–	0.22%	74
2017 Q1	$192K	Hold	26,585	–	–	0.23%	70
2016 Q4	$188K	Hold	26,585	–	–	0.24%	68
2016 Q3	$191K	Hold	26,585	–	–	0.27%	59
2016 Q2	$184K	Sell	26,585 -1,841	-6%	-$12.5K	0.25%	56
2016 Q1	$188K	Sell	28,426 -1,276	-4%	-$7.83K	0.21%	59
2015 Q4	$187K	Sell	29,702 -6,827	-19%	-$45.5K	0.22%	64
2015 Q3	$236K	Sell	36,529 -6,798	-16%	-$47.6K	0.36%	54
2015 Q2	$327K	Buy	43,327 +5,742	+15%	+$45.9K	0.5%	50
2015 Q1	$302K	Buy	37,585 +1,445	+4%	+$11.7K	0.33%	51
2014 Q4	$300K	Buy	+36,140	New	+$308K	0.31%	67

Other funds holding HIX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Alethea Capital Management's HIX Position: Q1 2018 in Review

Alethea Capital Management sold out of Western Asset High Income Fund II (HIX) in Q1 2018, closing a stake of 26,585 shares — an estimated $185K sold.

Alethea Capital Management first reported a position in HIX in Q4 2014 and held it in 13 quarters. The position peaked at $327K in Q2 2015. 78 funds tracked by Wall St. Rank hold HIX as of Q1 2018.

Alethea Capital Management reported no remaining Western Asset High Income Fund II position as of Q1 2018 after selling out during the quarter.
Alethea Capital Management sold 26,585 Western Asset High Income Fund II shares in Q1 2018, an estimated $185K.
Alethea Capital Management first reported a position in Western Asset High Income Fund II in Q4 2014 and held it in 13 quarters.
Alethea Capital Management's Western Asset High Income Fund II position peaked at $327K in Q2 2015.
78 funds tracked by Wall St. Rank held Western Asset High Income Fund II as of Q1 2018.

Based on Alethea Capital Management's 13F filing for Q1 2018, filed 18 Apr 2018.