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XFLT

XAI Floating Rate & Alternative Income Trust
XFLT

16 hedge funds and large institutions have $9.76M invested in XAI Floating Rate & Alternative Income Trust in 2019 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 5 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more funds holding

Funds holding: 14 → 16 (+2)

0.02% more ownership

Funds ownership: 2.6% → 2.61% (+0.02%)

2% less capital invested

Capital invested by funds: $9.96M → $9.76M (-$191K)

40% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 5

Holders
16
Holders Change
+2
Holders Change %
+14.29%
% of All Funds
0.35%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
3
Reduced
5
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WS
Wedbush Securities
California
+$215K
2
BRWA
B. Riley Wealth Advisors
Florida
+$62.2K
3
Morgan Stanley
Morgan Stanley
New York
+$51.3K
4
First Trust Advisors
First Trust Advisors
Illinois
+$24.6K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
+$12.9K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$147K
2
BA
Bard Associates
Illinois
-$57.7K
3
Stifel Financial
Stifel Financial
Missouri
-$55.7K
4
CHAM
Clear Harbor Asset Management
Connecticut
-$41.5K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$5.54K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$5.28M -$147K -3,205 -3%
BA
2
Bard Associates
Illinois
$1.74M -$57.7K -1,260 -3%
BRWA
3
B. Riley Wealth Advisors
Florida
$759K +$62.2K +1,358 +9%
US Bancorp
4
US Bancorp
Minnesota
$448K – – –
WS
5
Wedbush Securities
California
$447K +$215K +4,692 +88%
First Trust Advisors
6
First Trust Advisors
Illinois
$444K +$24.6K +538 +6%
CHAM
7
Clear Harbor Asset Management
Connecticut
$275K -$41.5K -906 -13%
Stifel Financial
8
Stifel Financial
Missouri
$91K -$55.7K -1,216 -37%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$74K -$5.54K -121 -7%
Morgan Stanley
10
Morgan Stanley
New York
$50K +$51.3K +1,119 New
ASN
11
Advisory Services Network
Georgia
$36K – – –
CG
12
Cutler Group
California
$29K – – –
Bank of America
13
Bank of America
North Carolina
$27K – – –
PMFA
14
Plante Moran Financial Advisors
Michigan
$24K – – –
QCIG
15
Quad-Cities Investment Group
Iowa
$21K – – –
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$13K +$12.9K +281 New

XFLT Hedge Fund Activity: Q3 2019 in Review

16 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in XAI Floating Rate & Alternative Income Trust (XFLT) for Q3 2019, worth a combined $9.76M — down 1.9% from $9.96M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new XFLT positions and 0 closed out — a net gain of 2 holders — while 3 added to existing stakes and 5 trimmed.

The largest buyer was Wedbush Securities, adding an estimated $215K. The largest seller was UBS Group, cutting an estimated $147K.

  • 16 institutional investors held XAI Floating Rate & Alternative Income Trust (XFLT) as of Q3 2019, up from 14 in Q2 2019.
  • Funds reported $9.76M of XAI Floating Rate & Alternative Income Trust stock for Q3 2019, down 1.9% quarter-over-quarter.
  • 2 funds opened new XAI Floating Rate & Alternative Income Trust positions in Q3 2019 and 0 closed out, a net change of +2 holders.
  • The largest XAI Floating Rate & Alternative Income Trust buyer in Q3 2019 was Wedbush Securities, an estimated $215K added.
  • The largest XAI Floating Rate & Alternative Income Trust seller in Q3 2019 was UBS Group, an estimated $147K sold.

Based on aggregated 13F filings for Q3 2019.