XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

16 hedge funds and large institutions have $9.76M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2019 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 5 reducing their positions, and 1 closing their positions.

Holders
16
Holders Change
+1
Holders Change %
+6.67%
% of All Funds
0.35%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
3
Reduced
5
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WS
1
Wedbush Securities
California
$447K
2
BRWA
2
B. Riley Wealth Advisors
Florida
$759K
3
Morgan Stanley
3
Morgan Stanley
New York
$50K
4
First Trust Advisors
4
First Trust Advisors
Illinois
$444K
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$13K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$5.28M
2
BA
2
Bard Associates
Illinois
$1.74M
3
Stifel Financial
3
Stifel Financial
Missouri
$91K
4
CHAM
4
Clear Harbor Asset Management
Connecticut
$275K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$74K
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$5.28M 590,323 -16,029 -3%
BA
2
Bard Associates
Illinois
$1.74M 194,782 -6,300 -3%
BRWA
3
B. Riley Wealth Advisors
Florida
$759K 84,766 +6,793 +9%
US Bancorp
4
US Bancorp
Minnesota
$448K 50,000 – –
WS
5
Wedbush Securities
California
$447K 49,968 +23,456 +88%
First Trust Advisors
6
First Trust Advisors
Illinois
$444K 49,647 +2,691 +6%
CHAM
7
Clear Harbor Asset Management
Connecticut
$275K 30,720 -4,530 -13%
Stifel Financial
8
Stifel Financial
Missouri
$91K 10,202 -6,078 -37%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$74K 8,227 -601 -7%
Morgan Stanley
10
Morgan Stanley
New York
$50K 5,595 +5,595 New
ASN
11
Advisory Services Network
Georgia
$36K 3,910 – –
CG
12
Cutler Group
California
$29K 3,287 – –
Bank of America
13
Bank of America
North Carolina
$27K 3,000 – –
PMFA
14
Plante Moran Financial Advisors
Michigan
$24K 2,668 – –
QCIG
15
Quad-Cities Investment Group
Iowa
$21K 2,400 – –
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$13K 1,407 +1,407 New
Fidelity Investments
17
Fidelity Investments
Massachusetts
– – -1 Closed
CFGS
18
Concourse Financial Group Securities
Alabama
– – – –