XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

17 hedge funds and large institutions have $6.78M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2018 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 1 closing their positions.

Holders
17
Holders Change
+5
Holders Change %
+41.67%
% of All Funds
0.38%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
6
Reduced
4
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$866K
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$377K
3
UBS Group
3
UBS Group
Switzerland
$2.06M
4
TSS
4
Two Sigma Securities
New York
$105K
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$88K

Top Sellers

1
BRWM
1
B. Riley Wealth Management
Tennessee
$0
2
BRWA
2
B. Riley Wealth Advisors
Florida
$580K
3
First Trust Advisors
3
First Trust Advisors
Illinois
$192K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$64K
5
WS
5
Wedbush Securities
California
$150K
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$2.06M 282,144 +40,988 +17%
BA
2
Bard Associates
Illinois
$1.49M 203,382 +6,232 +3%
SFS
3
Shaker Financial Services
Virginia
$866K 118,444 +118,444 New
BRWA
4
B. Riley Wealth Advisors
Florida
$580K 79,230 -3,134 -4%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$377K 51,548 +51,548 New
US Bancorp
6
US Bancorp
Minnesota
$314K 43,000 +5,000 +13%
CHAM
7
Clear Harbor Asset Management
Connecticut
$255K 34,925 +4,285 +14%
First Trust Advisors
8
First Trust Advisors
Illinois
$192K 26,206 -1,140 -4%
WS
9
Wedbush Securities
California
$150K 20,536 -487 -2%
Stifel Financial
10
Stifel Financial
Missouri
$105K 14,410 +1,040 +8%
TSS
11
Two Sigma Securities
New York
$105K 14,340 +14,340 New
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$88K 12,000 +12,000 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$64K 8,649 -623 -7%
WAM
14
Wolverine Asset Management
Illinois
$61K 8,450 +8,450 New
Bank of America
15
Bank of America
North Carolina
$25K 3,443 +443 +15%
CG
16
Cutler Group
California
$24K 3,287 +3,287 New
PMFA
17
Plante Moran Financial Advisors
Michigan
$20K 2,668 – –
BRWM
18
B. Riley Wealth Management
Tennessee
– – -12,400 Closed
CFGS
19
Concourse Financial Group Securities
Alabama
– – – –