XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

12 hedge funds and large institutions have $9.89M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2018 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 2 reducing their positions, and 2 closing their positions.

Holders
12
Holders Change
+1
Holders Change %
+9.09%
% of All Funds
0.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
7
Reduced
2
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$1.7M
2
LCM
2
Laurion Capital Management
New York
$1.84M
3
First Trust Advisors
3
First Trust Advisors
Illinois
$210K
4
BRWA
4
B. Riley Wealth Advisors
Florida
$1.3M
5
CHAM
5
Clear Harbor Asset Management
Connecticut
$292K

Top Sellers

1
Citadel Advisors
1
Citadel Advisors
Florida
$0
2
US Bancorp
2
US Bancorp
Minnesota
$402K
3
Morgan Stanley
3
Morgan Stanley
New York
$0
4
UBS Group
4
UBS Group
Switzerland
$1.99M
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$1.99M 218,124 -1,572 -0.7%
LCM
2
Laurion Capital Management
New York
$1.84M 201,075 +168,206 +512%
BA
3
Bard Associates
Illinois
$1.82M 199,450 +4,800 +2%
SFS
4
Shaker Financial Services
Virginia
$1.7M 186,233 +174,933 +1,548%
BRWA
5
B. Riley Wealth Advisors
Florida
$1.3M 142,563 +14,813 +12%
US Bancorp
6
US Bancorp
Minnesota
$402K 44,000 -6,000 -12%
CHAM
7
Clear Harbor Asset Management
Connecticut
$292K 31,925 +10,080 +46%
First Trust Advisors
8
First Trust Advisors
Illinois
$210K 23,032 +23,032 New
WS
9
Wedbush Securities
California
$133K 14,600 +500 +4%
Stifel Financial
10
Stifel Financial
Missouri
$113K 12,360 +2,160 +21%
WAM
11
Wolverine Asset Management
Illinois
$51K 5,625 +5,625 New
Bank of America
12
Bank of America
North Carolina
$27K 3,000 +3,000 New
Citadel Advisors
13
Citadel Advisors
Florida
– – -10,568 Closed
Morgan Stanley
14
Morgan Stanley
New York
– – -2,875 Closed