XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

15 hedge funds and large institutions have $9.96M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2019 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 4 closing their positions.

Holders
15
Holders Change
-1
Holders Change %
-6.25%
% of All Funds
0.33%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
4
Reduced
3
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$431K
2
BRWA
2
B. Riley Wealth Advisors
Florida
$716K
3
ASN
3
Advisory Services Network
Georgia
$36K
4
QCIG
4
Quad-Cities Investment Group
Iowa
$22K
5
WS
5
Wedbush Securities
California
$243K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$5.57M
2
SFS
2
Shaker Financial Services
Virginia
$0
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$0
4
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$0
5
Citadel Advisors
5
Citadel Advisors
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$5.57M 606,352 -149,423 -20%
BA
2
Bard Associates
Illinois
$1.85M 201,082 -1,500 -0.7%
BRWA
3
B. Riley Wealth Advisors
Florida
$716K 77,973 +11,034 +16%
US Bancorp
4
US Bancorp
Minnesota
$459K 50,000 – –
First Trust Advisors
5
First Trust Advisors
Illinois
$431K 46,956 +14,896 +46%
CHAM
6
Clear Harbor Asset Management
Connecticut
$324K 35,250 -1,915 -5%
WS
7
Wedbush Securities
California
$243K 26,512 +2,014 +8%
Stifel Financial
8
Stifel Financial
Missouri
$149K 16,280 – –
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$81K 8,828 +66 +0.8%
ASN
10
Advisory Services Network
Georgia
$36K 3,910 +3,910 New
CG
11
Cutler Group
California
$30K 3,287 – –
Bank of America
12
Bank of America
North Carolina
$28K 3,000 – –
PMFA
13
Plante Moran Financial Advisors
Michigan
$24K 2,668 – –
QCIG
14
Quad-Cities Investment Group
Iowa
$22K 2,400 +2,400 New
SFS
15
Shaker Financial Services
Virginia
– – -51,588 Closed
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
– – -17,299 Closed
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
– – -12,000 Closed
Citadel Advisors
18
Citadel Advisors
Florida
– – -11,278 Closed
CFGS
19
Concourse Financial Group Securities
Alabama
– – – –
Fidelity Investments
20
Fidelity Investments
Massachusetts
$0 1 +1 New