XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

55 hedge funds and large institutions have $20M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2023 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 13 reducing their positions, and 4 closing their positions.

Holders
55
Holders Change
+4
Holders Change %
+7.84%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
21
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lido Advisors
1
Lido Advisors
California
$1.56M
2
Morgan Stanley
2
Morgan Stanley
New York
$882K
3
GVAG
3
Great Valley Advisor Group
Delaware
$330K
4
CCG
4
Catalina Capital Group
California
$270K
5
Walleye Capital
5
Walleye Capital
New York
$242K

Top Sellers

1
VEA
1
Virtus ETF Advisers
New York
$677K
2
SC
2
Savant Capital
Illinois
$0
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$0
4
Mercer Global Advisors
4
Mercer Global Advisors
Colorado
$0
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$286K
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$2.29M 320,265 -9,635 -3%
Lido Advisors
2
Lido Advisors
California
$1.56M 218,894 +218,894 New
UBS Group
3
UBS Group
Switzerland
$1.49M 208,067 +16,533 +9%
BA
4
Bard Associates
Illinois
$1.19M 167,162 -6,600 -4%
CPIG
5
Chicago Partners Investment Group
Illinois
$1.04M 145,608 +13,633 +10%
RAM
6
Roumell Asset Management
Maryland
$1.01M 141,432 – –
Baird Financial Group
7
Baird Financial Group
Wisconsin
$893K 125,091 -2,440 -2%
Morgan Stanley
8
Morgan Stanley
New York
$882K 123,528 +54,558 +79%
BAM
9
Belpointe Asset Management
Nevada
$760K 106,425 +32,530 +44%
KAS
10
Kestra Advisory Services
Texas
$731K 102,342 +12,234 +14%
VEA
11
Virtus ETF Advisers
New York
$677K 94,782 -33,018 -26%
CM
12
CastleKnight Management
New York
$664K 93,000 – –
ASFA
13
All Season Financial Advisors
Colorado
$565K 79,102 -995 -1%
PAG
14
Private Advisor Group
New Jersey
$510K 71,466 +10,356 +17%
BRWA
15
B. Riley Wealth Advisors
Florida
$473K 66,216 -2,644 -4%
SIC
16
Samalin Investment Counsel
New York
$441K 61,710 +21,967 +55%
WS
17
Wedbush Securities
California
$375K 52,493 -45 -0.1%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$340K 47,572 +9,228 +24%
GVAG
19
Great Valley Advisor Group
Delaware
$330K 46,242 +46,242 New
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$329K 46,142 +30,365 +192%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$286K 40,090 -10,334 -20%
Osaic Holdings
22
Osaic Holdings
Arizona
$278K 38,961 +6,730 +21%
CCG
23
Catalina Capital Group
California
$270K 37,880 +37,880 New
Walleye Capital
24
Walleye Capital
New York
$242K 33,859 +33,859 New
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$217K 30,000 +30,000 New
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