XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

16 hedge funds and large institutions have $11.2M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2019 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
16
Holders Change
-1
Holders Change %
-5.88%
% of All Funds
0.35%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
7
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$4.11M
2
Citadel Advisors
Citadel Advisors
Florida
+$97K
3
US Bancorp
US Bancorp
Minnesota
+$60.8K
4
First Trust Advisors
First Trust Advisors
Illinois
+$50.8K
5
WS
Wedbush Securities
California
+$34.4K

Top Sellers

1
SFS
Shaker Financial Services
Virginia
-$581K
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$295K
3
BRWA
B. Riley Wealth Advisors
Florida
-$107K
4
TSS
Two Sigma Securities
New York
-$105K
5
WAM
Wolverine Asset Management
Illinois
-$61K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$6.56M +$4.11M +473,631 +168%
BA
2
Bard Associates
Illinois
$1.76M -$6.94K -800 -0.4%
BRWA
3
B. Riley Wealth Advisors
Florida
$582K -$107K -12,291 -16%
SFS
4
Shaker Financial Services
Virginia
$448K -$581K -66,856 -56%
US Bancorp
5
US Bancorp
Minnesota
$434K +$60.8K +7,000 +16%
CHAM
6
Clear Harbor Asset Management
Connecticut
$323K +$19.5K +2,240 +6%
First Trust Advisors
7
First Trust Advisors
Illinois
$278K +$50.8K +5,854 +22%
WS
8
Wedbush Securities
California
$213K +$34.4K +3,962 +19%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$149K -$295K -34,249 -66%
Stifel Financial
10
Stifel Financial
Missouri
$141K +$16.2K +1,870 +13%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$104K – – –
Citadel Advisors
12
Citadel Advisors
Florida
$97K +$97K +11,278 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$77K +$993 +113 +1%
CG
14
Cutler Group
California
$28K – – –
Bank of America
15
Bank of America
North Carolina
$26K -$3.84K -443 -13%
PMFA
16
Plante Moran Financial Advisors
Michigan
$23K – – –
TSS
17
Two Sigma Securities
New York
– -$105K -14,340 Closed
WAM
18
Wolverine Asset Management
Illinois
– -$61K -8,450 Closed