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XFLT

XAI Floating Rate & Alternative Income Trust

43 hedge funds and large institutions have $14.8M invested in XAI Floating Rate & Alternative Income Trust in 2022 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 12

0.08% less ownership

Funds ownership: 1.45%1.37% (-0.08%)

2% less capital invested

Capital invested by funds: $15M → $14.8M (-$298K)

4% less funds holding

Funds holding: 4543 (-2)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

Holders
43
Holders Change
-2
Holders Change %
-4.44%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
13
Reduced
12
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$1.97M -$146K -4,599 -7%
UBS Group
2
UBS Group
Switzerland
$1.44M +$57.1K +1,795 +4%
BAM
3
Belpointe Asset Management
Nevada
$1.41M -$98.4K -3,094 -6%
CC
4
Claybrook Capital
Massachusetts
$1.25M
BA
5
Bard Associates
Illinois
$1.14M -$77K -2,420 -6%
IFG
6
Independent Financial Group
California
$790K -$7.57K -238 -0.9%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$657K +$216K +6,782 +48%
CPIG
8
Chicago Partners Investment Group
Illinois
$544K +$277K +8,718 +122%
VEA
9
Virtus ETF Advisers
New York
$540K -$64 -2 -0%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$465K -$190K -5,967 -29%
BRWA
11
B. Riley Wealth Advisors
Florida
$435K -$27K -849 -6%
KAS
12
Kestra Advisory Services
Texas
$382K +$21.6K +678 +6%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$369K +$372K +11,691 New
Wells Fargo
14
Wells Fargo
California
$355K -$9.54K -300 -3%
Morgan Stanley
15
Morgan Stanley
New York
$323K -$6.04K -190 -2%
US Bancorp
16
US Bancorp
Minnesota
$316K
WS
17
Wedbush Securities
California
$301K -$19.5K -613 -6%
ASFA
18
All Season Financial Advisors
Colorado
$300K +$8.21K +258 +3%
RJA
19
Raymond James & Associates
Florida
$274K -$37.3K -1,172 -12%
ASN
20
Advisory Services Network
Georgia
$232K +$955 +30 +0.4%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$179K +$58.2K +1,828 +47%
Osaic Holdings
22
Osaic Holdings
Arizona
$166K -$294K -9,255 -64%
CA
23
CoreCap Advisors
Michigan
$123K
NW
24
Naviter Wealth
Arkansas
$98.3K +$92.8K +2,918 New
CM
25
CastleKnight Management
New York
$93.7K +$94.3K +2,965 New

XFLT Hedge Fund Activity: Q4 2022 in Review

43 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in XAI Floating Rate & Alternative Income Trust (XFLT) for Q4 2022, worth a combined $14.8M — down 2% from $15M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of XFLT and 10 opened new positions — a net loss of 2 holders — while 12 trimmed existing stakes and 13 added.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $372K. The largest seller was PNC Financial Services Group, exiting entirely with an estimated $496K sold.

  • 43 institutional investors held XAI Floating Rate & Alternative Income Trust (XFLT) as of Q4 2022, down from 45 in Q3 2022.
  • Funds reported $14.8M of XAI Floating Rate & Alternative Income Trust stock for Q4 2022, down 2% quarter-over-quarter.
  • 10 funds opened new XAI Floating Rate & Alternative Income Trust positions in Q4 2022 and 12 closed out, a net change of -2 holders.
  • The largest XAI Floating Rate & Alternative Income Trust buyer in Q4 2022 was Susquehanna International Group, an estimated $372K added.
  • The largest XAI Floating Rate & Alternative Income Trust seller in Q4 2022 was PNC Financial Services Group, an estimated $496K sold.

Based on aggregated 13F filings for Q4 2022.