XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

44 hedge funds and large institutions have $16.8M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2022 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
44
Holders Change
+4
Holders Change %
+10%
% of All Funds
0.74%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
20
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$766K
2
Baird Financial Group
2
Baird Financial Group
Wisconsin
$489K
3
CC
3
Claybrook Capital
Massachusetts
$1.38M
4
BAM
4
Belpointe Asset Management
Nevada
$1.8M
5
UBS Group
5
UBS Group
Switzerland
$1.46M

Top Sellers

1
Lido Advisors
1
Lido Advisors
California
$0
2
C
2
Certuity
Florida
$0
3
CAN
3
Cetera Advisor Networks
California
$135K
4
Morgan Stanley
4
Morgan Stanley
New York
$846K
5
AIP
5
Ahrens Investment Partners
Louisiana
$21K
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$2.46M 351,836 +30,345 +9%
BAM
2
Belpointe Asset Management
Nevada
$1.8M 257,620 +50,746 +25%
UBS Group
3
UBS Group
Switzerland
$1.46M 209,312 +40,377 +24%
CC
4
Claybrook Capital
Massachusetts
$1.38M 197,768 +56,635 +40%
BA
5
Bard Associates
Illinois
$1.36M 192,112 +6,717 +4%
Morgan Stanley
6
Morgan Stanley
New York
$846K 121,195 -10,046 -8%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$766K 109,778 +70,144 +177%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$634K 90,768 +2,372 +3%
VEA
9
Virtus ETF Advisers
New York
$634K 90,820 +15,004 +20%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$489K 70,090 +70,090 New
Osaic Holdings
11
Osaic Holdings
Arizona
$463K 66,346 -2,213 -3%
RJA
12
Raymond James & Associates
Florida
$417K 59,793 -6,917 -10%
Wells Fargo
13
Wells Fargo
California
$403K 57,700 – –
BRWA
14
B. Riley Wealth Advisors
Florida
$390K 55,870 +439 +0.8%
WS
15
Wedbush Securities
California
$372K 53,312 -1,403 -3%
US Bancorp
16
US Bancorp
Minnesota
$349K 50,000 – –
MP
17
McDonald Partners
Ohio
$331K 47,473 – –
KAS
18
Kestra Advisory Services
Texas
$314K 44,996 +9,307 +26%
ASFA
19
All Season Financial Advisors
Colorado
$308K 44,154 +442 +1%
ASN
20
Advisory Services Network
Georgia
$256K 36,615 +122 +0.3%
PAG
21
Private Advisor Group
New Jersey
$211K 30,282 +10,395 +52%
CPIG
22
Chicago Partners Investment Group
Illinois
$158K 21,744 +946 +5%
CAN
23
Cetera Advisor Networks
California
$135K 19,353 -22,200 -53%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$133K 19,148 +3,073 +19%
TSS
25
Two Sigma Securities
New York
$133K 19,081 +19,081 New
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