XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

39 hedge funds and large institutions have $19.8M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2021 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 23 increasing their positions, 7 reducing their positions, and 5 closing their positions.

Holders
39
Holders Change
–
Holders Change %
0%
% of All Funds
0.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
23
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ASFA
1
All Season Financial Advisors
Colorado
$1.77M
2
MGWM
2
Marks Group Wealth Management
Minnesota
$1.37M
3
C
3
Certuity
Florida
$680K
4
RJA
4
Raymond James & Associates
Florida
$551K
5
CA
5
CoreCap Advisors
Michigan
$156K

Top Sellers

1
PNC Financial Services Group
1
PNC Financial Services Group
Pennsylvania
$32K
2
AIP
2
Ahrens Investment Partners
Louisiana
$101K
3
VF
3
Virtu Financial
New York
$0
4
DA
4
DCM Advisors
New York
$90K
5
Wells Fargo
5
Wells Fargo
California
$524K
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$2.64M 295,516 +15,823 +6%
ASFA
2
All Season Financial Advisors
Colorado
$1.77M 197,924 +156,072 +373%
BAM
3
Belpointe Asset Management
Nevada
$1.75M 196,341 +2,271 +1%
UBS Group
4
UBS Group
Switzerland
$1.66M 185,498 +1,301 +0.7%
BA
5
Bard Associates
Illinois
$1.66M 185,495 +14,800 +9%
MGWM
6
Marks Group Wealth Management
Minnesota
$1.37M 154,000 +154,000 New
CC
7
Claybrook Capital
Massachusetts
$1.16M 129,933 +11,600 +10%
Morgan Stanley
8
Morgan Stanley
New York
$717K 80,417 +17,442 +28%
C
9
Certuity
Florida
$680K 76,228 +21,978 +41%
VEA
10
Virtus ETF Advisers
New York
$637K 71,383 -5,851 -8%
RJA
11
Raymond James & Associates
Florida
$551K 61,824 +17,608 +40%
Wells Fargo
12
Wells Fargo
California
$524K 58,700 -7,300 -11%
BRWA
13
B. Riley Wealth Advisors
Florida
$486K 54,429 -6,895 -11%
WS
14
Wedbush Securities
California
$485K 54,393 +1,014 +2%
US Bancorp
15
US Bancorp
Minnesota
$446K 50,000 – –
CAN
16
Cetera Advisor Networks
California
$362K 40,610 +14,860 +58%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$327K 36,578 +6,191 +20%
ASN
18
Advisory Services Network
Georgia
$324K 36,289 -801 -2%
KAS
19
Kestra Advisory Services
Texas
$285K 31,926 +2,519 +9%
BRWM
20
B. Riley Wealth Management
Tennessee
$283K 31,717 +5,926 +23%
PAM
21
PVG Asset Management
Colorado
$178K 20,000 – –
CA
22
CoreCap Advisors
Michigan
$156K 17,500 +17,500 New
CPIG
23
Chicago Partners Investment Group
Illinois
$149K 16,656 +3,423 +26%
Osaic Holdings
24
Osaic Holdings
Arizona
$142K 15,890 +3,547 +29%
PAG
25
Private Advisor Group
New Jersey
$132K 14,773 +3,437 +30%
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