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XFLT

XAI Floating Rate & Alternative Income Trust
XFLT

40 hedge funds and large institutions have $20.8M invested in XAI Floating Rate & Alternative Income Trust in 2021 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

243% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 7

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

22% more capital invested

Capital invested by funds: $17.1M → $20.8M (+$3.72M)

3% more funds holding

Funds holding: 39 → 40 (+1)

0.27% more ownership

Funds ownership: 1.59% → 1.87% (+0.27%)

Holders
40
Holders Change
+1
Holders Change %
+2.56%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
24
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ASFA
All Season Financial Advisors
Colorado
+$1.4M
2
MGWM
Marks Group Wealth Management
Minnesota
+$1.38M
3
C
Certuity
Florida
+$197K
4
RJA
Raymond James & Associates
Florida
+$158K
5
Morgan Stanley
Morgan Stanley
New York
+$156K

Top Sellers

1
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$706K
2
AIP
Ahrens Investment Partners
Louisiana
-$93.2K
3
VF
Virtu Financial
New York
-$87K
4
DA
DCM Advisors
New York
-$78K
5
Wells Fargo
Wells Fargo
California
-$65.4K
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$2.64M +$142K +3,164 +6%
ASFA
2
All Season Financial Advisors
Colorado
$1.76M +$1.4M +31,215 +373%
BAM
3
Belpointe Asset Management
Nevada
$1.75M +$20.3K +454 +1%
UBS Group
4
UBS Group
Switzerland
$1.66M +$11.7K +261 +0.7%
BA
5
Bard Associates
Illinois
$1.66M +$133K +2,960 +9%
MGWM
6
Marks Group Wealth Management
Minnesota
$1.37M +$1.38M +30,800 New
CC
7
Claybrook Capital
Massachusetts
$1.16M +$104K +2,320 +10%
IFG
8
Independent Financial Group
California
$1.04M +$119K +2,650 +13%
Morgan Stanley
9
Morgan Stanley
New York
$717K +$156K +3,488 +28%
C
10
Certuity
Florida
$680K +$197K +4,396 +41%
VEA
11
Virtus ETF Advisers
New York
$637K -$52.4K -1,170 -8%
RJA
12
Raymond James & Associates
Florida
$551K +$158K +3,522 +40%
Wells Fargo
13
Wells Fargo
California
$524K -$65.4K -1,460 -11%
BRWA
14
B. Riley Wealth Advisors
Florida
$486K -$61.8K -1,379 -11%
WS
15
Wedbush Securities
California
$485K +$9.1K +203 +2%
US Bancorp
16
US Bancorp
Minnesota
$446K – – –
CAN
17
Cetera Advisor Networks
California
$362K +$133K +2,972 +58%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$327K +$55.5K +1,239 +20%
ASN
19
Advisory Services Network
Georgia
$324K -$7.17K -160 -2%
KAS
20
Kestra Advisory Services
Texas
$285K +$22.6K +504 +9%
BRWM
21
B. Riley Wealth Management
Tennessee
$283K +$53.1K +1,185 +23%
PAM
22
PVG Asset Management
Colorado
$178K – – –
CA
23
CoreCap Advisors
Michigan
$156K +$157K +3,500 New
CPIG
24
Chicago Partners Investment Group
Illinois
$149K +$30.6K +684 +26%
Osaic Holdings
25
Osaic Holdings
Arizona
$142K +$31.8K +709 +29%
1
2

XFLT Hedge Fund Activity: Q4 2021 in Review

40 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in XAI Floating Rate & Alternative Income Trust (XFLT) for Q4 2021, worth a combined $20.8M — up 22% from $17.1M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new XFLT positions and 4 closed out — a net gain of 2 holders — while 24 added to existing stakes and 7 trimmed.

The largest buyer was All Season Financial Advisors, adding an estimated $1.4M. The largest seller was PNC Financial Services Group, cutting an estimated $706K.

  • 40 institutional investors held XAI Floating Rate & Alternative Income Trust (XFLT) as of Q4 2021, up from 39 in Q3 2021.
  • Funds reported $20.8M of XAI Floating Rate & Alternative Income Trust stock for Q4 2021, up 22% quarter-over-quarter.
  • 6 funds opened new XAI Floating Rate & Alternative Income Trust positions in Q4 2021 and 4 closed out, a net change of +2 holders.
  • The largest XAI Floating Rate & Alternative Income Trust buyer in Q4 2021 was All Season Financial Advisors, an estimated $1.4M added.
  • The largest XAI Floating Rate & Alternative Income Trust seller in Q4 2021 was PNC Financial Services Group, an estimated $706K sold.

Based on aggregated 13F filings for Q4 2021.