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XFLT

XAI Floating Rate & Alternative Income Trust
XFLT

20 hedge funds and large institutions have $8.55M invested in XAI Floating Rate & Alternative Income Trust in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 4 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

18% more funds holding

Funds holding: 17 → 20 (+3)

1% more capital invested

Capital invested by funds: $8.5M → $8.55M (+$51K)

0.55% less ownership

Funds ownership: 2.22% → 1.68% (-0.55%)

33% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 6

Holders
20
Holders Change
+3
Holders Change %
+17.65%
% of All Funds
0.35%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
4
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$186K
2
RJA
Raymond James & Associates
Florida
+$139K
3
Morgan Stanley
Morgan Stanley
New York
+$122K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$45.4K
5
GWM
Geneos Wealth Management
Colorado
+$37.5K

Top Sellers

1
BAM
Belpointe Asset Management
Nevada
-$1.16M
2
UBS Group
UBS Group
Switzerland
-$1.06M
3
SFS
Shaker Financial Services
Virginia
-$186K
4
BRWA
B. Riley Wealth Advisors
Florida
-$128K
5
BA
Bard Associates
Illinois
-$63.4K
Name Holding Trade Value Shares
Change 		Change in
Stake
BAM
1
Belpointe Asset Management
Nevada
$3.16M -$1.16M -31,689 -27%
UBS Group
2
UBS Group
Switzerland
$1.98M -$1.06M -29,124 -36%
BA
3
Bard Associates
Illinois
$1.28M -$63.4K -1,737 -5%
BRWA
4
B. Riley Wealth Advisors
Florida
$524K -$128K -3,517 -20%
US Bancorp
5
US Bancorp
Minnesota
$375K – – –
WS
6
Wedbush Securities
California
$351K -$17.2K -471 -5%
Wells Fargo
7
Wells Fargo
California
$191K +$186K +5,100 New
Morgan Stanley
8
Morgan Stanley
New York
$150K +$122K +3,356 +528%
RJA
9
Raymond James & Associates
Florida
$142K +$139K +3,798 New
DA
10
DCM Advisors
New York
$125K +$122K +3,330 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$98K +$45.4K +1,243 +92%
GWM
12
Geneos Wealth Management
Colorado
$47K +$37.5K +1,027 New
NFSG
13
Newbridge Financial Services Group
Florida
$38K – – –
BSG
14
Black Swift Group
Colorado
$27K -$8.91K -244 -25%
ASN
15
Advisory Services Network
Georgia
$27K +$803 +22 +3%
Bank of America
16
Bank of America
North Carolina
$22K – – –
FWM
17
Focused Wealth Management
New York
$8K +$219 +6 +3%
TWM
18
Tradition Wealth Management
Minnesota
$7K +$6.64K +182 New
VFA
19
Valeo Financial Advisors
Indiana
$2K +$1.75K +48 New
SFS
20
Shaker Financial Services
Virginia
– -$186K -6,196 Closed
Osaic Holdings
21
Osaic Holdings
Arizona
– -$16K -541 Closed
WAM
22
Wolverine Asset Management
Illinois
– -$13K -459 Closed
PAM
23
Panagora Asset Management
Massachusetts
– -$4K -119 Closed
FIA
24
FNY Investment Advisers
New York
– +$730 +20 New

XFLT Hedge Fund Activity: Q4 2020 in Review

20 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in XAI Floating Rate & Alternative Income Trust (XFLT) for Q4 2020, worth a combined $8.55M — up 0.6% from $8.5M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new XFLT positions and 4 closed out — a net gain of 3 holders — while 4 added to existing stakes and 6 trimmed.

The largest buyer was Wells Fargo, opening a new position worth an estimated $186K. The largest seller was Belpointe Asset Management, cutting an estimated $1.16M.

  • 20 institutional investors held XAI Floating Rate & Alternative Income Trust (XFLT) as of Q4 2020, up from 17 in Q3 2020.
  • Funds reported $8.55M of XAI Floating Rate & Alternative Income Trust stock for Q4 2020, up 0.6% quarter-over-quarter.
  • 7 funds opened new XAI Floating Rate & Alternative Income Trust positions in Q4 2020 and 4 closed out, a net change of +3 holders.
  • The largest XAI Floating Rate & Alternative Income Trust buyer in Q4 2020 was Wells Fargo, an estimated $186K added.
  • The largest XAI Floating Rate & Alternative Income Trust seller in Q4 2020 was Belpointe Asset Management, an estimated $1.16M sold.

Based on aggregated 13F filings for Q4 2020.