XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

20 hedge funds and large institutions have $8.55M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 4 increasing their positions, 6 reducing their positions, and 4 closing their positions.

Holders
20
Holders Change
+3
Holders Change %
+17.65%
% of All Funds
0.35%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
4
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$191K
2
RJA
2
Raymond James & Associates
Florida
$142K
3
Morgan Stanley
3
Morgan Stanley
New York
$150K
4
DA
4
DCM Advisors
New York
$125K
5
GWM
5
Geneos Wealth Management
Colorado
$47K

Top Sellers

1
BAM
1
Belpointe Asset Management
Nevada
$3.16M
2
UBS Group
2
UBS Group
Switzerland
$1.98M
3
SFS
3
Shaker Financial Services
Virginia
$0
4
BRWA
4
B. Riley Wealth Advisors
Florida
$524K
5
BA
5
Bard Associates
Illinois
$1.28M
Name Market Value Shares Shares
Change 		Shares
Change %
BAM
1
Belpointe Asset Management
Nevada
$3.16M 421,506 -158,442 -27%
UBS Group
2
UBS Group
Switzerland
$1.98M 263,364 -145,622 -36%
BA
3
Bard Associates
Illinois
$1.28M 170,620 -8,687 -5%
BRWA
4
B. Riley Wealth Advisors
Florida
$524K 69,811 -17,583 -20%
US Bancorp
5
US Bancorp
Minnesota
$375K 50,000 – –
WS
6
Wedbush Securities
California
$351K 46,860 -2,354 -5%
Wells Fargo
7
Wells Fargo
California
$191K 25,500 +25,500 New
Morgan Stanley
8
Morgan Stanley
New York
$150K 19,959 +16,780 +528%
RJA
9
Raymond James & Associates
Florida
$142K 18,989 +18,989 New
DA
10
DCM Advisors
New York
$125K 16,650 +16,650 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$98K 12,973 +6,212 +92%
GWM
12
Geneos Wealth Management
Colorado
$47K 5,134 +5,134 New
NFSG
13
Newbridge Financial Services Group
Florida
$38K 5,000 – –
BSG
14
Black Swift Group
Colorado
$27K 3,625 -1,220 -25%
ASN
15
Advisory Services Network
Georgia
$27K 3,584 +107 +3%
Bank of America
16
Bank of America
North Carolina
$22K 3,000 – –
FWM
17
Focused Wealth Management
New York
$8K 1,062 +32 +3%
TWM
18
Tradition Wealth Management
Minnesota
$7K 909 +909 New
VFA
19
Valeo Financial Advisors
Indiana
$2K 240 +240 New
SFS
20
Shaker Financial Services
Virginia
– – -30,979 Closed
Osaic Holdings
21
Osaic Holdings
Arizona
– – -2,705 Closed
WAM
22
Wolverine Asset Management
Illinois
– – -2,296 Closed
PAM
23
Panagora Asset Management
Massachusetts
– – -593 Closed
CFGS
24
Concourse Financial Group Securities
Alabama
– – – –
FIA
25
FNY Investment Advisers
New York
$0 100 +100 New