XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

39 hedge funds and large institutions have $16.2M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2021 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 20 increasing their positions, 5 reducing their positions, and 4 closing their positions.

Holders
39
Holders Change
+5
Holders Change %
+14.71%
% of All Funds
0.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
20
Reduced
5
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CC
1
Claybrook Capital
Massachusetts
$1.02M
2
LPL Financial
2
LPL Financial
California
$2.4M
3
VEA
3
Virtus ETF Advisers
New York
$663K
4
MAFM
4
Mid Atlantic Financial Management
Pennsylvania
$368K
5
BAM
5
Belpointe Asset Management
Nevada
$1.67M

Top Sellers

1
AIP
1
Ahrens Investment Partners
Louisiana
$186K
2
UBS Group
2
UBS Group
Switzerland
$1.58M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$0
4
BRWA
4
B. Riley Wealth Advisors
Florida
$527K
5
NFSG
5
Newbridge Financial Services Group
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$2.4M 279,693 +107,638 +63%
BAM
2
Belpointe Asset Management
Nevada
$1.67M 194,070 +33,847 +21%
UBS Group
3
UBS Group
Switzerland
$1.58M 184,197 -46,963 -20%
BA
4
Bard Associates
Illinois
$1.47M 170,695 -300 -0.2%
CC
5
Claybrook Capital
Massachusetts
$1.02M 118,333 +118,333 New
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$706K 82,400 +1,400 +2%
VEA
7
Virtus ETF Advisers
New York
$663K 77,234 +77,234 New
Wells Fargo
8
Wells Fargo
California
$566K 66,000 – –
Morgan Stanley
9
Morgan Stanley
New York
$540K 62,975 +5,742 +10%
BRWA
10
B. Riley Wealth Advisors
Florida
$527K 61,324 -7,190 -10%
C
11
Certuity
Florida
$465K 54,250 +22,770 +72%
WS
12
Wedbush Securities
California
$458K 53,379 +1,281 +2%
US Bancorp
13
US Bancorp
Minnesota
$429K 50,000 – –
RJA
14
Raymond James & Associates
Florida
$379K 44,216 +17,397 +65%
MAFM
15
Mid Atlantic Financial Management
Pennsylvania
$368K 42,900 +42,900 New
ASFA
16
All Season Financial Advisors
Colorado
$359K 41,852 +5,450 +15%
ASN
17
Advisory Services Network
Georgia
$318K 37,090 +99 +0.3%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$261K 30,387 +10,120 +50%
KAS
19
Kestra Advisory Services
Texas
$252K 29,407 +10,953 +59%
BRWM
20
B. Riley Wealth Management
Tennessee
$221K 25,791 +8,115 +46%
CAN
21
Cetera Advisor Networks
California
$221K 25,750 +25,750 New
AIP
22
Ahrens Investment Partners
Louisiana
$186K 21,700 -54,400 -71%
PAM
23
PVG Asset Management
Colorado
$172K 20,000 +20,000 New
DA
24
DCM Advisors
New York
$161K 18,750 -700 -4%
CPIG
25
Chicago Partners Investment Group
Illinois
$121K 13,233 +2,700 +26%
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