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XFLT

XAI Floating Rate & Alternative Income Trust

39 hedge funds and large institutions have $17.1M invested in XAI Floating Rate & Alternative Income Trust in 2021 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

320% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 5

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

19% more capital invested

Capital invested by funds: $14.3M → $17.1M (+$2.73M)

15% more funds holding

Funds holding: 3439 (+5)

0.04% less ownership

Funds ownership: 1.64%1.59% (-0.04%)

Holders
39
Holders Change
+5
Holders Change %
+14.71%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
21
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$2.4M +$960K +21,528 +63%
BAM
2
Belpointe Asset Management
Nevada
$1.67M +$302K +6,769 +21%
UBS Group
3
UBS Group
Switzerland
$1.58M -$419K -9,393 -20%
BA
4
Bard Associates
Illinois
$1.47M -$2.68K -60 -0.2%
CC
5
Claybrook Capital
Massachusetts
$1.01M +$1.06M +23,667 New
IFG
6
Independent Financial Group
California
$884K +$495K +11,110 +117%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$706K +$12.5K +280 +2%
VEA
8
Virtus ETF Advisers
New York
$663K +$689K +15,447 New
Wells Fargo
9
Wells Fargo
California
$566K
Morgan Stanley
10
Morgan Stanley
New York
$540K +$51.2K +1,148 +10%
BRWA
11
B. Riley Wealth Advisors
Florida
$527K -$64.1K -1,438 -10%
C
12
Certuity
Florida
$465K +$203K +4,554 +72%
WS
13
Wedbush Securities
California
$458K +$11.4K +256 +2%
US Bancorp
14
US Bancorp
Minnesota
$429K
RJA
15
Raymond James & Associates
Florida
$379K +$155K +3,479 +65%
MAFM
16
Mid Atlantic Financial Management
Pennsylvania
$368K +$383K +8,580 New
ASFA
17
All Season Financial Advisors
Colorado
$359K +$48.6K +1,090 +15%
ASN
18
Advisory Services Network
Georgia
$318K +$892 +20 +0.3%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$261K +$90.3K +2,024 +50%
KAS
20
Kestra Advisory Services
Texas
$252K +$97.7K +2,190 +59%
BRWM
21
B. Riley Wealth Management
Tennessee
$221K +$72.4K +1,623 +46%
CAN
22
Cetera Advisor Networks
California
$221K +$230K +5,150 New
AIP
23
Ahrens Investment Partners
Louisiana
$186K -$485K -10,880 -71%
PAM
24
PVG Asset Management
Colorado
$172K +$178K +4,000 New
DA
25
DCM Advisors
New York
$161K -$6.24K -140 -4%

XFLT Hedge Fund Activity: Q3 2021 in Review

39 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in XAI Floating Rate & Alternative Income Trust (XFLT) for Q3 2021, worth a combined $17.1M — up 19% from $14.3M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new XFLT positions and 4 closed out — a net gain of 5 holders — while 21 added to existing stakes and 5 trimmed.

The largest buyer was Claybrook Capital, opening a new position worth an estimated $1.06M. The largest seller was Ahrens Investment Partners, cutting an estimated $485K.

  • 39 institutional investors held XAI Floating Rate & Alternative Income Trust (XFLT) as of Q3 2021, up from 34 in Q2 2021.
  • Funds reported $17.1M of XAI Floating Rate & Alternative Income Trust stock for Q3 2021, up 19% quarter-over-quarter.
  • 9 funds opened new XAI Floating Rate & Alternative Income Trust positions in Q3 2021 and 4 closed out, a net change of +5 holders.
  • The largest XAI Floating Rate & Alternative Income Trust buyer in Q3 2021 was Claybrook Capital, an estimated $1.06M added.
  • The largest XAI Floating Rate & Alternative Income Trust seller in Q3 2021 was Ahrens Investment Partners, an estimated $485K sold.

Based on aggregated 13F filings for Q3 2021.