XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

25 hedge funds and large institutions have $6.73M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2020 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 6 closing their positions.

Holders
25
Holders Change
+3
Holders Change %
+13.64%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
5
Reduced
8
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
1
Matisse Capital
Oregon
$612K
2
CCP
2
Clough Capital Partners
Massachusetts
$331K
3
LCM
3
Landscape Capital Management
New Jersey
$231K
4
SFS
4
Shaker Financial Services
Virginia
$119K
5
Goldman Sachs
5
Goldman Sachs
New York
$102K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$0
2
BAM
2
Belpointe Asset Management
Nevada
$1.67M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$0
4
WAM
4
Weiss Asset Management
Massachusetts
$0
5
Stifel Financial
5
Stifel Financial
Missouri
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BAM
1
Belpointe Asset Management
Nevada
$1.67M 372,459 -64,605 -15%
UBS Group
2
UBS Group
Switzerland
$1.47M 326,869 +1,548 +0.5%
BA
3
Bard Associates
Illinois
$856K 190,732 +125 +0.1%
MC
4
Matisse Capital
Oregon
$612K 136,186 +136,186 New
BRWA
5
B. Riley Wealth Advisors
Florida
$418K 92,931 +2,185 +2%
CCP
6
Clough Capital Partners
Massachusetts
$331K 73,735 +73,735 New
WS
7
Wedbush Securities
California
$235K 52,306 -5,570 -10%
LCM
8
Landscape Capital Management
New Jersey
$231K 51,475 +51,475 New
US Bancorp
9
US Bancorp
Minnesota
$225K 50,000 – –
BSG
10
Black Swift Group
Colorado
$162K 36,125 -1,060 -3%
First Trust Advisors
11
First Trust Advisors
Illinois
$147K 32,792 -578 -2%
SFS
12
Shaker Financial Services
Virginia
$119K 26,403 +26,403 New
Goldman Sachs
13
Goldman Sachs
New York
$102K 22,705 +22,705 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$48K 10,880 -615 -5%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$23K 5,161 -5,165 -50%
ASN
16
Advisory Services Network
Georgia
$16K 3,459 -535 -13%
Morgan Stanley
17
Morgan Stanley
New York
$15K 3,328 +2,705 +434%
Bank of America
18
Bank of America
North Carolina
$13K 3,000 – –
Osaic Holdings
19
Osaic Holdings
Arizona
$13K 2,705 +2,705 New
CAN
20
Claraphi Advisory Network
United States
$12K 2,775 +2,775 New
LC
21
Lindbrook Capital
California
$8K 1,700 +1,700 New
FWM
22
Focused Wealth Management
New York
$4K 1,000 +1,000 New
PAM
23
Panagora Asset Management
Massachusetts
$3K 593 +259 +78%
TRCT
24
Tower Research Capital (TRC)
New York
$1K 200 -69 -26%
RCM
25
Rivernorth Capital Management
Florida
– – -199,781 Closed
1
2