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XFLT

XAI Floating Rate & Alternative Income Trust

52 hedge funds and large institutions have $18.5M invested in XAI Floating Rate & Alternative Income Trust in 2023 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

200% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 8

13% more capital invested

Capital invested by funds: $16.3M → $18.5M (+$2.18M)

8% more funds holding

Funds holding: 4852 (+4)

0.09% less ownership

Funds ownership: 1.33%1.24% (-0.09%)

Holders
52
Holders Change
+4
Holders Change %
+8.33%
% of All Funds
0.83%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
24
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$2.29M +$9.74K +285 +0.4%
CC
2
Claybrook Capital
Massachusetts
$1.49M
UBS Group
3
UBS Group
Switzerland
$1.33M -$208K -6,098 -14%
BA
4
Bard Associates
Illinois
$1.22M -$15.7K -460 -1%
RAM
5
Roumell Asset Management
Maryland
$983K
VEA
6
Virtus ETF Advisers
New York
$888K +$411K +12,017 +89%
CPIG
7
Chicago Partners Investment Group
Illinois
$888K -$14.2K -415 -2%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$886K +$160K +4,678 +22%
IFG
9
Independent Financial Group
California
$806K -$350K -10,245 -31%
CM
10
CastleKnight Management
New York
$646K
KAS
11
Kestra Advisory Services
Texas
$626K +$55.3K +1,616 +10%
ASFA
12
All Season Financial Advisors
Colorado
$557K +$218K +6,368 +66%
BAM
13
Belpointe Asset Management
Nevada
$514K +$318K +9,307 +170%
BRWA
14
B. Riley Wealth Advisors
Florida
$484K +$15.9K +466 +4%
Morgan Stanley
15
Morgan Stanley
New York
$479K +$260K +7,598 +123%
PAG
16
Private Advisor Group
New Jersey
$425K +$42.8K +1,252 +11%
WS
17
Wedbush Securities
California
$365K +$8.21K +240 +2%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$350K +$152K +4,458 +79%
SIC
19
Samalin Investment Counsel
New York
$276K +$47.3K +1,382 +21%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$266K +$15.7K +458 +6%
ASN
21
Advisory Services Network
Georgia
$248K -$5.78K -169 -2%
RJA
22
Raymond James & Associates
Florida
$241K +$718 +21 +0.3%
Osaic Holdings
23
Osaic Holdings
Arizona
$224K +$23.8K +696 +12%
NA
24
NewEdge Advisors
Louisiana
$151K +$54.7K +1,601 +58%
NW
25
Naviter Wealth
Arkansas
$145K

XFLT Hedge Fund Activity: Q3 2023 in Review

52 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in XAI Floating Rate & Alternative Income Trust (XFLT) for Q3 2023, worth a combined $18.5M — up 13% from $16.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new XFLT positions and 2 closed out — a net gain of 4 holders — while 24 added to existing stakes and 8 trimmed.

The largest buyer was Virtus ETF Advisers, adding an estimated $411K. The largest seller was Independent Financial Group, cutting an estimated $350K.

  • 52 institutional investors held XAI Floating Rate & Alternative Income Trust (XFLT) as of Q3 2023, up from 48 in Q2 2023.
  • Funds reported $18.5M of XAI Floating Rate & Alternative Income Trust stock for Q3 2023, up 13% quarter-over-quarter.
  • 6 funds opened new XAI Floating Rate & Alternative Income Trust positions in Q3 2023 and 2 closed out, a net change of +4 holders.
  • The largest XAI Floating Rate & Alternative Income Trust buyer in Q3 2023 was Virtus ETF Advisers, an estimated $411K added.
  • The largest XAI Floating Rate & Alternative Income Trust seller in Q3 2023 was Independent Financial Group, an estimated $350K sold.

Based on aggregated 13F filings for Q3 2023.