XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

51 hedge funds and large institutions have $17.7M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2023 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 7 reducing their positions, and 3 closing their positions.

Holders
51
Holders Change
+3
Holders Change %
+6.25%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
6
Increased
24
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VEA
1
Virtus ETF Advisers
New York
$888K
2
BAM
2
Belpointe Asset Management
Nevada
$514K
3
Morgan Stanley
3
Morgan Stanley
New York
$479K
4
ASFA
4
All Season Financial Advisors
Colorado
$557K
5
Baird Financial Group
5
Baird Financial Group
Wisconsin
$886K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$1.33M
2
SC
2
Sykon Capital
New York
$0
3
S
3
SignatureFD
Georgia
$0
4
SC
4
Savant Capital
Illinois
$131K
5
CA
5
CoreCap Advisors
Michigan
$115K
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$2.29M 329,900 +1,427 +0.4%
CC
2
Claybrook Capital
Massachusetts
$1.49M 214,393 – –
UBS Group
3
UBS Group
Switzerland
$1.33M 191,534 -30,492 -14%
BA
4
Bard Associates
Illinois
$1.22M 173,762 -2,300 -1%
RAM
5
Roumell Asset Management
Maryland
$983K 141,432 – –
VEA
6
Virtus ETF Advisers
New York
$888K 127,800 +60,083 +89%
CPIG
7
Chicago Partners Investment Group
Illinois
$888K 131,975 -2,076 -2%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$886K 127,531 +23,391 +22%
CM
9
CastleKnight Management
New York
$646K 93,000 – –
KAS
10
Kestra Advisory Services
Texas
$626K 90,108 +8,079 +10%
ASFA
11
All Season Financial Advisors
Colorado
$557K 80,097 +31,844 +66%
BAM
12
Belpointe Asset Management
Nevada
$514K 73,895 +46,534 +170%
BRWA
13
B. Riley Wealth Advisors
Florida
$484K 68,860 +2,331 +4%
Morgan Stanley
14
Morgan Stanley
New York
$479K 68,970 +37,988 +123%
PAG
15
Private Advisor Group
New Jersey
$425K 61,110 +6,262 +11%
WS
16
Wedbush Securities
California
$365K 52,538 +1,198 +2%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$350K 50,424 +22,287 +79%
SIC
18
Samalin Investment Counsel
New York
$276K 39,743 +6,906 +21%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$266K 38,344 +2,290 +6%
ASN
20
Advisory Services Network
Georgia
$248K 35,742 -842 -2%
RJA
21
Raymond James & Associates
Florida
$241K 34,629 +105 +0.3%
Osaic Holdings
22
Osaic Holdings
Arizona
$224K 32,231 +3,480 +12%
NA
23
NewEdge Advisors
Louisiana
$151K 21,700 +8,003 +58%
NW
24
Naviter Wealth
Arkansas
$145K 20,564 – –
KPWS
25
Kestra Private Wealth Services
Texas
$131K 18,850 +1,500 +9%
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