XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

21 hedge funds and large institutions have $6.32M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 8 reducing their positions, and 7 closing their positions.

Holders
21
Holders Change
-4
Holders Change %
-16%
% of All Funds
0.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
4
Reduced
8
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$2.04M
2
Goldman Sachs
2
Goldman Sachs
New York
$163K
3
LC
3
Lindbrook Capital
California
$26K
4
CAN
4
Cetera Advisor Networks
California
$5K
5
PAG
5
Private Advisor Group
New Jersey
$4K

Top Sellers

1
MC
1
Matisse Capital
Oregon
$0
2
BAM
2
Belpointe Asset Management
Nevada
$1.56M
3
CCP
3
Clough Capital Partners
Massachusetts
$0
4
LCM
4
Landscape Capital Management
New Jersey
$0
5
BSG
5
Black Swift Group
Colorado
$50K
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$2.04M 358,910 +32,041 +10%
BAM
2
Belpointe Asset Management
Nevada
$1.56M 274,099 -98,360 -26%
BA
3
Bard Associates
Illinois
$1.04M 182,532 -8,200 -4%
BRWA
4
B. Riley Wealth Advisors
Florida
$528K 92,722 -209 -0.2%
WS
5
Wedbush Securities
California
$289K 50,751 -1,555 -3%
US Bancorp
6
US Bancorp
Minnesota
$285K 50,000 – –
First Trust Advisors
7
First Trust Advisors
Illinois
$178K 31,249 -1,543 -5%
Goldman Sachs
8
Goldman Sachs
New York
$163K 28,658 +5,953 +26%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$60K 10,584 -296 -3%
BSG
10
Black Swift Group
Colorado
$50K 8,825 -27,300 -76%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$29K 5,161 – –
LC
12
Lindbrook Capital
California
$26K 4,500 +2,800 +165%
Morgan Stanley
13
Morgan Stanley
New York
$19K 3,204 -124 -4%
Bank of America
14
Bank of America
North Carolina
$17K 3,000 – –
Osaic Holdings
15
Osaic Holdings
Arizona
$15K 2,705 – –
FWM
16
Focused Wealth Management
New York
$6K 1,000 – –
CAN
17
Cetera Advisor Networks
California
$5K 800 +800 New
PAG
18
Private Advisor Group
New Jersey
$4K 735 +735 New
PAM
19
Panagora Asset Management
Massachusetts
$3K 593 – –
WAM
20
Wolverine Asset Management
Illinois
$1K 258 +257 +25,700%
MC
21
Matisse Capital
Oregon
– – -136,186 Closed
CCP
22
Clough Capital Partners
Massachusetts
– – -73,735 Closed
LCM
23
Landscape Capital Management
New Jersey
– – -51,475 Closed
SFS
24
Shaker Financial Services
Virginia
– – -26,403 Closed
ASN
25
Advisory Services Network
Georgia
– – -3,459 Closed
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