XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

29 hedge funds and large institutions have $11.7M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2021 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 7 increasing their positions, 4 reducing their positions, and 3 closing their positions.

Holders
29
Holders Change
+9
Holders Change %
+45%
% of All Funds
0.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
7
Reduced
4
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$965K
2
CC
2
Claybrook Capital
Massachusetts
$554K
3
Wells Fargo
3
Wells Fargo
California
$686K
4
AIP
4
Ahrens Investment Partners
Louisiana
$442K
5
Morgan Stanley
5
Morgan Stanley
New York
$445K

Top Sellers

1
BAM
1
Belpointe Asset Management
Nevada
$1.96M
2
UBS Group
2
UBS Group
Switzerland
$2.12M
3
ASN
3
Advisory Services Network
Georgia
$0
4
BRWA
4
B. Riley Wealth Advisors
Florida
$620K
5
DA
5
DCM Advisors
New York
$140K
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$2.12M 232,950 -30,414 -12%
BAM
2
Belpointe Asset Management
Nevada
$1.96M 215,320 -206,186 -49%
BA
3
Bard Associates
Illinois
$1.55M 170,620 – –
LPL Financial
4
LPL Financial
California
$965K 106,330 +106,330 New
Wells Fargo
5
Wells Fargo
California
$686K 75,500 +50,000 +196%
BRWA
6
B. Riley Wealth Advisors
Florida
$620K 68,237 -1,574 -2%
CC
7
Claybrook Capital
Massachusetts
$554K 61,008 +61,008 New
WS
8
Wedbush Securities
California
$467K 51,418 +4,558 +10%
US Bancorp
9
US Bancorp
Minnesota
$454K 50,000 – –
Morgan Stanley
10
Morgan Stanley
New York
$445K 49,089 +29,130 +146%
AIP
11
Ahrens Investment Partners
Louisiana
$442K 48,700 +48,700 New
C
12
Certuity
Florida
$236K 26,000 +26,000 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$204K 22,473 +9,500 +73%
RJA
14
Raymond James & Associates
Florida
$202K 22,200 +3,211 +17%
BRWM
15
B. Riley Wealth Management
Tennessee
$165K 18,176 +18,176 New
DA
16
DCM Advisors
New York
$140K 15,450 -1,200 -7%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$108K 11,923 +11,923 New
Citadel Advisors
18
Citadel Advisors
Florida
$107K 11,772 +11,772 New
PMFA
19
Plante Moran Financial Advisors
Michigan
$61K 6,755 +6,755 New
GWM
20
Geneos Wealth Management
Colorado
$46K 5,134 – –
NFSG
21
Newbridge Financial Services Group
Florida
$45K 5,000 – –
BSG
22
Black Swift Group
Colorado
$33K 3,625 – –
Bank of America
23
Bank of America
North Carolina
$27K 3,000 – –
TWM
24
Tradition Wealth Management
Minnesota
$20K 2,199 +1,290 +142%
FWM
25
Focused Wealth Management
New York
$10K 1,092 +30 +3%
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