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XFLT

XAI Floating Rate & Alternative Income Trust
XFLT

30 hedge funds and large institutions have $12M invested in XAI Floating Rate & Alternative Income Trust in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 7 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 3

75% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 4

50% more funds holding

Funds holding: 20 → 30 (+10)

40% more capital invested

Capital invested by funds: $8.55M → $12M (+$3.41M)

0.2% less ownership

Funds ownership: 1.68% → 1.47% (-0.2%)

Holders
30
Holders Change
+10
Holders Change %
+50%
% of All Funds
0.53%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
7
Reduced
4
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$903K
2
CC
Claybrook Capital
Massachusetts
+$518K
3
Wells Fargo
Wells Fargo
California
+$424K
4
AIP
Ahrens Investment Partners
Louisiana
+$413K
5
IFG
Independent Financial Group
California
+$272K

Top Sellers

1
BAM
Belpointe Asset Management
Nevada
-$1.75M
2
UBS Group
UBS Group
Switzerland
-$258K
3
ASN
Advisory Services Network
Georgia
-$27K
4
BRWA
B. Riley Wealth Advisors
Florida
-$13.4K
5
DA
DCM Advisors
New York
-$10.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.12M -$258K -6,083 -12%
BAM
2
Belpointe Asset Management
Nevada
$1.96M -$1.75M -41,237 -49%
BA
3
Bard Associates
Illinois
$1.55M – – –
LPL Financial
4
LPL Financial
California
$965K +$903K +21,266 New
Wells Fargo
5
Wells Fargo
California
$686K +$424K +10,000 +196%
BRWA
6
B. Riley Wealth Advisors
Florida
$620K -$13.4K -315 -2%
CC
7
Claybrook Capital
Massachusetts
$554K +$518K +12,202 New
WS
8
Wedbush Securities
California
$467K +$38.7K +912 +10%
US Bancorp
9
US Bancorp
Minnesota
$454K – – –
Morgan Stanley
10
Morgan Stanley
New York
$445K +$247K +5,826 +146%
AIP
11
Ahrens Investment Partners
Louisiana
$442K +$413K +9,740 New
IFG
12
Independent Financial Group
California
$291K +$272K +6,400 New
C
13
Certuity
Florida
$236K +$221K +5,200 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$204K +$80.6K +1,900 +73%
RJA
15
Raymond James & Associates
Florida
$202K +$27.2K +642 +17%
BRWM
16
B. Riley Wealth Management
Tennessee
$165K +$154K +3,635 New
DA
17
DCM Advisors
New York
$140K -$10.2K -240 -7%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$108K +$101K +2,385 New
Citadel Advisors
19
Citadel Advisors
Florida
$107K +$99.9K +2,354 New
PMFA
20
Plante Moran Financial Advisors
Michigan
$61K +$57.3K +1,351 New
GWM
21
Geneos Wealth Management
Colorado
$46K – – –
NFSG
22
Newbridge Financial Services Group
Florida
$45K – – –
BSG
23
Black Swift Group
Colorado
$33K – – –
Bank of America
24
Bank of America
North Carolina
$27K – – –
TWM
25
Tradition Wealth Management
Minnesota
$20K +$10.9K +258 +142%
1
2

XFLT Hedge Fund Activity: Q1 2021 in Review

30 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in XAI Floating Rate & Alternative Income Trust (XFLT) for Q1 2021, worth a combined $12M — up 40% from $8.55M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new XFLT positions and 3 closed out — a net gain of 10 holders — while 7 added to existing stakes and 4 trimmed.

The largest buyer was LPL Financial, opening a new position worth an estimated $903K. The largest seller was Belpointe Asset Management, cutting an estimated $1.75M.

  • 30 institutional investors held XAI Floating Rate & Alternative Income Trust (XFLT) as of Q1 2021, up from 20 in Q4 2020.
  • Funds reported $12M of XAI Floating Rate & Alternative Income Trust stock for Q1 2021, up 40% quarter-over-quarter.
  • 13 funds opened new XAI Floating Rate & Alternative Income Trust positions in Q1 2021 and 3 closed out, a net change of +10 holders.
  • The largest XAI Floating Rate & Alternative Income Trust buyer in Q1 2021 was LPL Financial, an estimated $903K added.
  • The largest XAI Floating Rate & Alternative Income Trust seller in Q1 2021 was Belpointe Asset Management, an estimated $1.75M sold.

Based on aggregated 13F filings for Q1 2021.