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XFLT

XAI Floating Rate & Alternative Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$11.1M -$544K -30,000 -5%
Morgan Stanley
2
Morgan Stanley
New York
$10.9M +$314K +17,308 +3%
EPCM
3
Eagle Point Credit Management
Connecticut
$7.72M
MC
4
Matisse Capital
Oregon
$6.07M +$36.2K +2,000 +0.6%
BI
5
Bulldog Investors
New Jersey
$5.55M +$2.35M +129,570 +69%
Citadel Advisors
6
Citadel Advisors
Florida
$5.03M +$5.2M +286,821 New
GC
7
Guggenheim Capital
Illinois
$3.9M +$1.26M +69,642 +46%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$3.49M +$2.52M +139,143 +234%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$2.87M +$2.96M +163,288 New
CAM
10
Cresset Asset Management
Illinois
$2.53M
LCM
11
Landscape Capital Management
New Jersey
$2.5M -$27.5K -1,520 -1%
RCM
12
Rivernorth Capital Management
Florida
$1.61M -$5.31M -293,023 -76%
Invesco
13
Invesco
Georgia
$1.56M +$527K +29,106 +49%
JWCA
14
J.W. Cole Advisors
Florida
$1.55M +$1.6M +88,417 New
ACM
15
Arlington Capital Management
Illinois
$1.03M +$1.06M +58,636 New
CEFA
16
Closed-End Fund Advisors
Virginia
$996K +$89.6K +4,946 +10%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$949K +$588K +32,467 +150%
VIA
18
Virtus Investment Advisers
Connecticut
$802K -$182K -10,036 -18%
LPL Financial
19
LPL Financial
California
$640K -$42.4K -2,338 -6%
UBS Group
20
UBS Group
Switzerland
$601K -$95.7K -5,280 -13%
RCM
21
Robinson Capital Management
Michigan
$500K +$516K +28,500 New
Jane Street
22
Jane Street
New York
$454K -$533K -29,387 -53%
PAG
23
Private Advisor Group
New Jersey
$446K +$39.2K +2,164 +9%
BAM
24
Belpointe Asset Management
Nevada
$422K -$89.5K -4,938 -17%
KAS
25
Kestra Advisory Services
Texas
$406K -$118K -6,500 -22%