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XFLT

XAI Floating Rate & Alternative Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$2.29M -$66.8K -1,927 -3%
Lido Advisors
2
Lido Advisors
California
$1.56M +$1.52M +43,779 New
UBS Group
3
UBS Group
Switzerland
$1.49M +$115K +3,306 +9%
BA
4
Bard Associates
Illinois
$1.19M -$45.8K -1,320 -4%
IFG
5
Independent Financial Group
California
$1.14M +$303K +8,745 +38%
CPIG
6
Chicago Partners Investment Group
Illinois
$1.04M +$94.5K +2,727 +10%
RAM
7
Roumell Asset Management
Maryland
$1.01M
Baird Financial Group
8
Baird Financial Group
Wisconsin
$893K -$16.9K -488 -2%
BAM
9
Belpointe Asset Management
Nevada
$760K +$226K +6,506 +44%
KAS
10
Kestra Advisory Services
Texas
$731K +$84.8K +2,446 +14%
VEA
11
Virtus ETF Advisers
New York
$677K -$229K -6,604 -26%
CM
12
CastleKnight Management
New York
$664K
ASFA
13
All Season Financial Advisors
Colorado
$565K -$6.9K -199 -1%
PAG
14
Private Advisor Group
New Jersey
$510K +$71.8K +2,071 +17%
BRWA
15
B. Riley Wealth Advisors
Florida
$473K -$18.3K -529 -4%
Morgan Stanley
16
Morgan Stanley
New York
$441K -$50K -1,441 -10%
SIC
17
Samalin Investment Counsel
New York
$441K +$152K +4,393 +55%
WS
18
Wedbush Securities
California
$375K -$312 -9 -0.1%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$340K +$64K +1,845 +24%
GVAG
20
Great Valley Advisor Group
Delaware
$330K +$321K +9,248 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$329K +$211K +6,073 +192%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$286K -$71.7K -2,067 -20%
Osaic Holdings
23
Osaic Holdings
Arizona
$278K +$46.7K +1,346 +21%
CCG
24
Catalina Capital Group
California
$270K +$263K +7,576 New
Walleye Capital
25
Walleye Capital
New York
$242K +$235K +6,772 New