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XFLT

XAI Floating Rate & Alternative Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$1.97M -$146K -4,599 -7%
UBS Group
2
UBS Group
Switzerland
$1.44M +$57.1K +1,795 +4%
BAM
3
Belpointe Asset Management
Nevada
$1.41M -$98.4K -3,094 -6%
CC
4
Claybrook Capital
Massachusetts
$1.25M
BA
5
Bard Associates
Illinois
$1.14M -$77K -2,420 -6%
IFG
6
Independent Financial Group
California
$790K -$7.57K -238 -0.9%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$657K +$216K +6,782 +48%
CPIG
8
Chicago Partners Investment Group
Illinois
$544K +$277K +8,718 +122%
VEA
9
Virtus ETF Advisers
New York
$540K -$64 -2 -0%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$465K -$190K -5,967 -29%
BRWA
11
B. Riley Wealth Advisors
Florida
$435K -$27K -849 -6%
KAS
12
Kestra Advisory Services
Texas
$382K +$21.6K +678 +6%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$369K +$372K +11,691 New
Wells Fargo
14
Wells Fargo
California
$355K -$9.54K -300 -3%
Morgan Stanley
15
Morgan Stanley
New York
$323K -$6.04K -190 -2%
US Bancorp
16
US Bancorp
Minnesota
$316K
WS
17
Wedbush Securities
California
$301K -$19.5K -613 -6%
ASFA
18
All Season Financial Advisors
Colorado
$300K +$8.21K +258 +3%
RJA
19
Raymond James & Associates
Florida
$274K -$37.3K -1,172 -12%
ASN
20
Advisory Services Network
Georgia
$232K +$955 +30 +0.4%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$179K +$58.2K +1,828 +47%
Osaic Holdings
22
Osaic Holdings
Arizona
$166K -$294K -9,255 -64%
CA
23
CoreCap Advisors
Michigan
$123K
NW
24
Naviter Wealth
Arkansas
$98.3K +$92.8K +2,918 New
CM
25
CastleKnight Management
New York
$93.7K +$94.3K +2,965 New