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XFLT

XAI Floating Rate & Alternative Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$2.14M +$142K +4,251 +7%
UBS Group
2
UBS Group
Switzerland
$1.4M -$60.6K -1,817 -4%
CC
3
Claybrook Capital
Massachusetts
$1.31M +$42.4K +1,270 +3%
BAM
4
Belpointe Asset Management
Nevada
$1.23M -$213K -6,378 -14%
BA
5
Bard Associates
Illinois
$1.15M -$14.3K -430 -1%
CPIG
6
Chicago Partners Investment Group
Illinois
$891K +$414K +12,423 +78%
IFG
7
Independent Financial Group
California
$815K +$11.7K +350 +1%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$668K -$100 -3 -0%
CM
9
CastleKnight Management
New York
$598K +$522K +15,635 +527%
VEA
10
Virtus ETF Advisers
New York
$495K -$56.3K -1,688 -10%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$443K -$30.6K -918 -6%
BRWA
12
B. Riley Wealth Advisors
Florida
$429K -$18.1K -541 -4%
KAS
13
Kestra Advisory Services
Texas
$423K +$35.7K +1,069 +9%
PAG
14
Private Advisor Group
New Jersey
$309K +$28.1K +841 +10%
ASFA
15
All Season Financial Advisors
Colorado
$308K +$2.8K +84 +0.9%
WS
16
Wedbush Securities
California
$301K -$4.74K -142 -1%
ASN
17
Advisory Services Network
Georgia
$236K -$100 -3 -0%
RJA
18
Raymond James & Associates
Florida
$229K -$51.2K -1,534 -18%
Morgan Stanley
19
Morgan Stanley
New York
$222K -$111K -3,326 -33%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$198K +$16.8K +505 +9%
Osaic Holdings
21
Osaic Holdings
Arizona
$185K +$16.7K +502 +10%
SC
22
Savant Capital
Illinois
$139K +$1.07K +32 +0.7%
NW
23
Naviter Wealth
Arkansas
$134K +$39.9K +1,195 +41%
SIC
24
Samalin Investment Counsel
New York
$112K +$116K +3,480 New
MWM
25
Modera Wealth Management
New Jersey
$109K +$24.7K +740 +28%