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XFLT

XAI Floating Rate & Alternative Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$2.64M +$142K +3,164 +6%
ASFA
2
All Season Financial Advisors
Colorado
$1.76M +$1.4M +31,215 +373%
BAM
3
Belpointe Asset Management
Nevada
$1.75M +$20.3K +454 +1%
UBS Group
4
UBS Group
Switzerland
$1.66M +$11.7K +261 +0.7%
BA
5
Bard Associates
Illinois
$1.66M +$133K +2,960 +9%
MGWM
6
Marks Group Wealth Management
Minnesota
$1.37M +$1.38M +30,800 New
CC
7
Claybrook Capital
Massachusetts
$1.16M +$104K +2,320 +10%
IFG
8
Independent Financial Group
California
$1.04M +$119K +2,650 +13%
Morgan Stanley
9
Morgan Stanley
New York
$717K +$156K +3,488 +28%
C
10
Certuity
Florida
$680K +$197K +4,396 +41%
VEA
11
Virtus ETF Advisers
New York
$637K -$52.4K -1,170 -8%
RJA
12
Raymond James & Associates
Florida
$551K +$158K +3,522 +40%
Wells Fargo
13
Wells Fargo
California
$524K -$65.4K -1,460 -11%
BRWA
14
B. Riley Wealth Advisors
Florida
$486K -$61.8K -1,379 -11%
WS
15
Wedbush Securities
California
$485K +$9.1K +203 +2%
US Bancorp
16
US Bancorp
Minnesota
$446K
CAN
17
Cetera Advisor Networks
California
$362K +$133K +2,972 +58%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$327K +$55.5K +1,239 +20%
ASN
19
Advisory Services Network
Georgia
$324K -$7.17K -160 -2%
KAS
20
Kestra Advisory Services
Texas
$285K +$22.6K +504 +9%
BRWM
21
B. Riley Wealth Management
Tennessee
$283K +$53.1K +1,185 +23%
PAM
22
PVG Asset Management
Colorado
$178K
CA
23
CoreCap Advisors
Michigan
$156K +$157K +3,500 New
CPIG
24
Chicago Partners Investment Group
Illinois
$149K +$30.6K +684 +26%
Osaic Holdings
25
Osaic Holdings
Arizona
$142K +$31.8K +709 +29%