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XFLT

XAI Floating Rate & Alternative Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.04M +$159K +6,408 +10%
BAM
2
Belpointe Asset Management
Nevada
$1.56M -$488K -19,672 -26%
BA
3
Bard Associates
Illinois
$1.04M -$40.7K -1,640 -4%
BRWA
4
B. Riley Wealth Advisors
Florida
$528K -$1.04K -42 -0.2%
WS
5
Wedbush Securities
California
$289K -$7.72K -311 -3%
US Bancorp
6
US Bancorp
Minnesota
$285K
First Trust Advisors
7
First Trust Advisors
Illinois
$178K -$7.64K -308 -5%
Goldman Sachs
8
Goldman Sachs
New York
$163K +$29.6K +1,191 +26%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$60K -$1.46K -59 -3%
BSG
10
Black Swift Group
Colorado
$50K -$136K -5,460 -76%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$29K
LC
12
Lindbrook Capital
California
$26K +$13.9K +560 +165%
Morgan Stanley
13
Morgan Stanley
New York
$19K -$620 -25 -4%
Bank of America
14
Bank of America
North Carolina
$17K
Osaic Holdings
15
Osaic Holdings
Arizona
$15K
FWM
16
Focused Wealth Management
New York
$6K
CAN
17
Cetera Advisor Networks
California
$5K +$3.97K +160 New
PAG
18
Private Advisor Group
New Jersey
$4K +$3.65K +147 New
PAM
19
Panagora Asset Management
Massachusetts
$3K
WAM
20
Wolverine Asset Management
Illinois
$1K +$1.29K +52 New
MC
21
Matisse Capital
Oregon
-$612K -27,237 Closed
CCP
22
Clough Capital Partners
Massachusetts
-$331K -14,747 Closed
LCM
23
Landscape Capital Management
New Jersey
-$231K -10,295 Closed
SFS
24
Shaker Financial Services
Virginia
-$119K -5,281 Closed
ASN
25
Advisory Services Network
Georgia
-$16K -692 Closed