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XFLT

XAI Floating Rate & Alternative Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.12M -$258K -6,083 -12%
BAM
2
Belpointe Asset Management
Nevada
$1.96M -$1.75M -41,237 -49%
BA
3
Bard Associates
Illinois
$1.55M
LPL Financial
4
LPL Financial
California
$965K +$903K +21,266 New
Wells Fargo
5
Wells Fargo
California
$686K +$424K +10,000 +196%
BRWA
6
B. Riley Wealth Advisors
Florida
$620K -$13.4K -315 -2%
CC
7
Claybrook Capital
Massachusetts
$554K +$518K +12,202 New
WS
8
Wedbush Securities
California
$467K +$38.7K +912 +10%
US Bancorp
9
US Bancorp
Minnesota
$454K
Morgan Stanley
10
Morgan Stanley
New York
$445K +$247K +5,826 +146%
AIP
11
Ahrens Investment Partners
Louisiana
$442K +$413K +9,740 New
IFG
12
Independent Financial Group
California
$291K +$272K +6,400 New
C
13
Certuity
Florida
$236K +$221K +5,200 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$204K +$80.6K +1,900 +73%
RJA
15
Raymond James & Associates
Florida
$202K +$27.2K +642 +17%
BRWM
16
B. Riley Wealth Management
Tennessee
$165K +$154K +3,635 New
DA
17
DCM Advisors
New York
$140K -$10.2K -240 -7%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$108K +$101K +2,385 New
Citadel Advisors
19
Citadel Advisors
Florida
$107K +$99.9K +2,354 New
PMFA
20
Plante Moran Financial Advisors
Michigan
$61K +$57.3K +1,351 New
GWM
21
Geneos Wealth Management
Colorado
$46K
NFSG
22
Newbridge Financial Services Group
Florida
$45K
BSG
23
Black Swift Group
Colorado
$33K
Bank of America
24
Bank of America
North Carolina
$27K
TWM
25
Tradition Wealth Management
Minnesota
$20K +$10.9K +258 +142%