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XFLT

XAI Floating Rate & Alternative Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
BAM
1
Belpointe Asset Management
Nevada
$1.67M -$475K -12,921 -15%
UBS Group
2
UBS Group
Switzerland
$1.47M +$11.4K +310 +0.5%
BA
3
Bard Associates
Illinois
$856K +$919 +25 +0.1%
MC
4
Matisse Capital
Oregon
$612K +$1M +27,237 New
BRWA
5
B. Riley Wealth Advisors
Florida
$418K +$16.1K +437 +2%
CCP
6
Clough Capital Partners
Massachusetts
$331K +$542K +14,747 New
WS
7
Wedbush Securities
California
$235K -$40.9K -1,114 -10%
LCM
8
Landscape Capital Management
New Jersey
$231K +$378K +10,295 New
US Bancorp
9
US Bancorp
Minnesota
$225K
BSG
10
Black Swift Group
Colorado
$162K -$7.79K -212 -3%
First Trust Advisors
11
First Trust Advisors
Illinois
$147K -$4.26K -116 -2%
SFS
12
Shaker Financial Services
Virginia
$119K +$194K +5,281 New
Goldman Sachs
13
Goldman Sachs
New York
$102K +$167K +4,541 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$48K -$4.52K -123 -5%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$23K -$38K -1,033 -50%
ASN
16
Advisory Services Network
Georgia
$16K -$3.93K -107 -13%
Morgan Stanley
17
Morgan Stanley
New York
$15K +$19.9K +541 +433%
Bank of America
18
Bank of America
North Carolina
$13K
Osaic Holdings
19
Osaic Holdings
Arizona
$13K +$19.9K +541 New
CAN
20
Claraphi Advisory Network
United States
$12K +$20.4K +555 New
LC
21
Lindbrook Capital
California
$8K +$12.5K +340 New
FWM
22
Focused Wealth Management
New York
$4K +$7.35K +200 New
PAM
23
Panagora Asset Management
Massachusetts
$3K +$1.91K +52 +78%
TRCT
24
Tower Research Capital (TRC)
New York
$1K -$514 -14 -26%
RCM
25
Rivernorth Capital Management
Florida
-$1.62M -39,956 Closed